Tradewinds Global Investors’s UBS Group UBS Stock Holding History

Tradewinds Global Investors’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,949,192	Closed	-$51.2M	–	132
2016 Q2	$51.2M	Sell	3,949,192 -162,461	-4%	-$2.48M	3.32%	5
2016 Q1	$65.9M	Sell	4,111,653 -164,571	-4%	-$2.67M	3.98%	2
2015 Q4	$82.8M	Sell	4,276,224 -1,181,262	-22%	-$23.1M	4.87%	1
2015 Q3	$101M	Sell	5,457,486 -414,354	-7%	-$8.78M	4.98%	1
2015 Q2	$124M	Sell	5,871,840 -342,318	-6%	-$7.15M	5.4%	1
2015 Q1	$117M	Sell	6,214,158 -262,634	-4%	-$4.57M	4.7%	2
2014 Q4	$110M	Buy	+6,476,792	New	+$111M	4.48%	2

Other funds holding UBS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Tradewinds Global Investors's UBS Position: Q3 2016 in Review

Tradewinds Global Investors sold out of UBS Group (UBS) in Q3 2016, closing a stake of 3,949,192 shares — an estimated $51.2M sold.

Tradewinds Global Investors first reported a position in UBS in Q4 2014 and held it in 7 quarters. The position peaked at $124M in Q2 2015. 223 funds tracked by Wall St. Rank hold UBS as of Q3 2016.

Tradewinds Global Investors reported no remaining UBS Group position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 3,949,192 UBS Group shares in Q3 2016, an estimated $51.2M.
Tradewinds Global Investors first reported a position in UBS Group in Q4 2014 and held it in 7 quarters.
Tradewinds Global Investors's UBS Group position peaked at $124M in Q2 2015.
223 funds tracked by Wall St. Rank held UBS Group as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.