Tradewinds Global Investors’s HSBC HSBC Stock Holding History

Tradewinds Global Investors’s Portfolio HSBC Stock Details HSBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-616,185	Closed	-$17.2M	–	98
2016 Q2	$17.2M	Sell	616,185 -36,197	-6%	-$1.02M	1.12%	30
2016 Q1	$18.1M	Buy	652,382 +43,296	+7%	+$1.28M	1.09%	37
2015 Q4	$21.4M	Buy	609,086 +26,807	+5%	+$946K	1.26%	26
2015 Q3	$19.7M	Sell	582,279 -11,019	-2%	-$412K	0.97%	36
2015 Q2	$23.7M	Sell	593,298 -24,800	-4%	-$1.03M	1.03%	37
2015 Q1	$4.64M	Buy	618,098 +196,490	+47%	+$7.66M	0.19%	83
2014 Q4	$17.2M	Sell	421,608 -135,382	-24%	-$5.77M	0.7%	49
2014 Q3	$24.4M	Sell	556,990 -248,017	-31%	-$11.3M	0.9%	44
2014 Q2	$35.2M	Sell	805,007 -33,510	-4%	-$1.49M	1.19%	34
2014 Q1	$36.7M	Buy	+838,517	New	+$38.1M	0.92%	35

Other funds holding HSBC

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SCCM

Schafer Cullen Capital Management New York $491M AUM 41.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

MICM

Matthews International Capital Management San Francisco, California $246M AUM 10.45% 1-Year Est. Return

Tradewinds Global Investors's HSBC Position: Q3 2016 in Review

Tradewinds Global Investors sold out of HSBC (HSBC) in Q3 2016, closing a stake of 616,185 shares — an estimated $17.2M sold.

Tradewinds Global Investors first reported a position in HSBC in Q1 2014 and held it in 10 quarters. The position peaked at $36.7M in Q1 2014. 305 funds tracked by Wall St. Rank hold HSBC as of Q3 2016.

Tradewinds Global Investors reported no remaining HSBC position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 616,185 HSBC shares in Q3 2016, an estimated $17.2M.
Tradewinds Global Investors first reported a position in HSBC in Q1 2014 and held it in 10 quarters.
Tradewinds Global Investors's HSBC position peaked at $36.7M in Q1 2014.
305 funds tracked by Wall St. Rank held HSBC as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.