Tradewinds Global Investors’s Citigroup C Stock Holding History

Tradewinds Global Investors’s Portfolio C Stock Details C Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-622,525	Closed	-$26.4M	–	73
2016 Q2	$26.4M	Sell	622,525 -97,491	-14%	-$4.31M	1.71%	17
2016 Q1	$30.1M	Buy	720,016 +28,678	+4%	+$1.2M	1.82%	15
2015 Q4	$35.8M	Sell	691,338 -348,618	-34%	-$18.5M	2.1%	13
2015 Q3	$51.6M	Sell	1,039,956 -118,435	-10%	-$6.47M	2.54%	6
2015 Q2	$64M	Buy	1,158,391 +107,449	+10%	+$5.85M	2.78%	6
2015 Q1	$54.1M	Buy	+1,050,942	New	+$53.5M	2.18%	10

Other funds holding C

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Tradewinds Global Investors's C Position: Q3 2016 in Review

Tradewinds Global Investors sold out of Citigroup (C) in Q3 2016, closing a stake of 622,525 shares — an estimated $26.4M sold.

Tradewinds Global Investors first reported a position in C in Q1 2015 and held it in 6 quarters. The position peaked at $64M in Q2 2015. 1,191 funds tracked by Wall St. Rank hold C as of Q3 2016.

Tradewinds Global Investors reported no remaining Citigroup position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 622,525 Citigroup shares in Q3 2016, an estimated $26.4M.
Tradewinds Global Investors first reported a position in Citigroup in Q1 2015 and held it in 6 quarters.
Tradewinds Global Investors's Citigroup position peaked at $64M in Q2 2015.
1,191 funds tracked by Wall St. Rank held Citigroup as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.