Tradewinds Global Investors’s Vanguard Short-Term Bond ETF BSV Stock Holding History

Tradewinds Global Investors’s Portfolio BSV Stock Details BSV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-5,424	Closed	-$439K	–	72
2016 Q2	$439K	Buy	5,424 +911	+20%	+$73.4K	0.03%	101
2016 Q1	$363K	Buy	+4,513	New	+$362K	0.02%	107
2015 Q3	–	Sell	-6,621	Closed	-$530K	–	133
2015 Q2	$530K	Sell	6,621 -39	-0.6%	-$3.13K	0.02%	104
2015 Q1	$535K	Buy	+6,660	New	+$535K	0.02%	103

Other funds holding BSV

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TCT

TIAA CREF Trust St Louis, Missouri $13.8B AUM 10.67% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFRM

Milliman Financial Risk Management Chicago, Illinois $6.4B AUM 12.26% 1-Year Est. Return

Tradewinds Global Investors's BSV Position: Q3 2016 in Review

Tradewinds Global Investors sold out of Vanguard Short-Term Bond ETF (BSV) in Q3 2016, closing a stake of 5,424 shares — an estimated $439K sold.

Tradewinds Global Investors first reported a position in BSV in Q1 2015 and held it in 4 quarters. The position peaked at $535K in Q1 2015. 508 funds tracked by Wall St. Rank hold BSV as of Q3 2016.

Tradewinds Global Investors reported no remaining Vanguard Short-Term Bond ETF position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 5,424 Vanguard Short-Term Bond ETF shares in Q3 2016, an estimated $439K.
Tradewinds Global Investors first reported a position in Vanguard Short-Term Bond ETF in Q1 2015 and held it in 4 quarters.
Tradewinds Global Investors's Vanguard Short-Term Bond ETF position peaked at $535K in Q1 2015.
508 funds tracked by Wall St. Rank held Vanguard Short-Term Bond ETF as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.