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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPPRP
5276
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
$0 ﹤0.01%
47
-1,491
-97% –
SPCHB
5277
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
– –
-261
Closed –
WAFDW
5278
DELISTED
Washington Federal, Inc.
WAFDW
– –
-300
Closed -$1K
CTIC
5279
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-41
Closed –
CPSL
5280
DELISTED
CHINA PRECISION STEEL INC COM STK NEW (DE)
CPSL
– –
-184
Closed –
TELK
5281
DELISTED
TELIK, INC
TELK
– –
-776
Closed -$1K
NBG
5282
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$0 ﹤0.01%
+1
New +$4
BGZ
5283
DELISTED
DIREXION DAILY LARGE CAP BEAR
BGZ
– –
-141,387
Closed -$1.55M
KEM
5284
DELISTED
KEMET Corporation
KEM
– –
-5,000
Closed -$21K
EGT
5285
DELISTED
Entertainment Gaming Asia Inc.
EGT
– –
0
– –
NAQ.U
5286
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U
$0 ﹤0.01%
20
+10
+100% –
HAV
5287
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-416
Closed -$3K
PTSX
5288
DELISTED
NEW 360 COM STK (CA)
PTSX
– –
-1,923
Closed -$2K
STEC
5289
DELISTED
STEC INC COM STK
STEC
– –
-538
Closed -$4K
EMD
5290
DELISTED
Western Asset Emerging Markets
EMD
– –
-1,465
Closed -$19K
MNP
5291
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-435
Closed -$6K
MZA
5292
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
– –
-713
Closed -$10K
CYE
5293
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
$0 ﹤0.01%
21
-1,681
-99% -$12.1K
MNRK
5294
DELISTED
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
– –
-550
Closed -$5K
FNC
5295
DELISTED
SCBT FINANCIAL CORPORATION
FNC
– –
-598
Closed -$30K
IBTX
5296
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-1,314
Closed -$40K
LUNA
5297
DELISTED
Luna Innovations Incorporated
LUNA
$0 ﹤0.01%
290
+210
+263% +$280
MNTX
5298
DELISTED
Manitex International, Inc.
MNTX
– –
-5,257
Closed -$58K
CHIM
5299
DELISTED
Global X MSCI China Materials ETF
CHIM
– –
-401
Closed -$5K
SBNY
5300
DELISTED
Signature Bank
SBNY
– –
-7,505
Closed -$623K
210 211
212
213 214

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TFM
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.