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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SILU
5251
DELISTED
SPROTT RESOURCE LENDING CORP.
SILU
– –
-1,900
Closed -$2K
SDIX
5252
DELISTED
STRATEGIC DIAGNOSTICS INC
SDIX
– –
-3,994
Closed -$4K
TRMD
5253
DELISTED
TORM A/S AMERICAN DEPOSITARY SHARES
TRMD
– –
-982
Closed -$2K
OMTH
5254
DELISTED
OMTHERA PHARMACEUTICALS INC COM STK (DE)
OMTH
– –
-1,126
Closed -$15K
GRX.RT
5255
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-540
Closed –
KUB
5256
DELISTED
KUBOTA CORPORATION (ONE ADS REP 5 SHS COM)
KUB
– –
-467
Closed -$34K
ET
5257
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-1,181
Closed -$40K
NMD
5258
DELISTED
NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM
NMD
– –
-1,147
Closed -$14K
AQ
5259
DELISTED
Acquity Group Ltd
AQ
– –
-2,249
Closed -$29K
SVN
5260
DELISTED
7 Days Group Holdings Ltd
SVN
– –
-1,500
Closed -$21K
SDBT
5261
DELISTED
SOUNDBITE COMMUNICATIONS, INC. COM
SDBT
– –
-4,725
Closed -$24K
NTSP
5262
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-1,345
Closed -$21K
LUFK
5263
DELISTED
LUFKIN IND INC
LUFK
– –
-11
Closed -$1K
NFP
5264
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-28
Closed -$1K
ADY
5265
DELISTED
FEIHE INTERNATIONAL INC (UT)
ADY
– –
-451
Closed -$3K
OSH
5266
DELISTED
ORCHARD SUPPLY HARDWARE STORES CLASS A COM STK
OSH
– –
-16,336
Closed -$5K
WBSN
5267
DELISTED
WEBSENSE INC
WBSN
– –
-33,101
Closed -$818K
XIDE
5268
DELISTED
EXIDE TECHNOLOGIES NEW COM
XIDE
– –
-27,187
Closed -$4K
IVAN
5269
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
– –
-1
Closed –
AIQ
5270
DELISTED
Alliance Healthcare Services
AIQ
– –
-1,268
Closed -$20K
ALTI
5271
DELISTED
Altair Nanotechnologies Inc
ALTI
– –
-654
Closed -$1K
GT.PRA
5272
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
– –
-16
Closed -$1K
ANDAU
5273
DELISTED
ANDINA ACQUISITION CORP UNIT 1 COM & 1 WT EXP
ANDAU
– –
-300
Closed -$3K
MOLXA
5274
DELISTED
MOLEX INC CL-A
MOLXA
– –
-15,507
Closed -$386K
SANWZ
5275
DELISTED
S&W SEED CO CL B WTS EXP 05/03/2015 (DE)
SANWZ
$0 ﹤0.01%
10
– –
209 210
211
212 213

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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.