We are live on ! Find out more
TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCU.RT
5226
DELISTED
COMPANIA CERVECERIAS UNIDAS RTS EXP 10/4/13 PUR ADS (CHL)
CCU.RT
$0 ﹤0.01%
+402
New +$181
CXPO
5227
DELISTED
Crimson Exploration Inc. New Common Stock
CXPO
– –
-4,200
Closed -$12K
CNH
5228
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-200
Closed -$8K
SFD
5229
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-408
Closed -$13K
ECTY
5230
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
823
-15,171
-95% -$12.3K
WWAV.B
5231
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-384
Closed -$6K
LPR
5232
DELISTED
LONE PINE RES INC
LPR
$0 ﹤0.01%
+48,842
New +$13.1K
MEAD
5233
DELISTED
MEADE INSTRS CORP COM STK NEW (DE)
MEAD
– –
-2,235
Closed -$8K
BMC
5234
DELISTED
BMC SOFTWARE, INC
BMC
– –
-36
Closed -$2K
NFSB
5235
DELISTED
NEWPORT BANCORP, INC.
NFSB
– –
-614
Closed -$10K
FMFC
5236
DELISTED
FIRST M & F CORP
FMFC
– –
-5,925
Closed -$94K
MBND
5237
DELISTED
MULTIBAND CORP NEW COM (MN)
MBND
– –
-179
Closed -$1K
PBTH
5238
DELISTED
PROLOR Biotech, Inc. Common Stock
PBTH
– –
-820
Closed -$5K
MAXY
5239
DELISTED
MAXYGEN INC
MAXY
– –
-1,693
Closed -$4K
FBN
5240
DELISTED
FURNITURE BRANDS INT'L INC
FBN
– –
-3,596
Closed -$15K
BZU
5241
DELISTED
BEAZER HOMES USA, INC 7.25% TANGIBLE EQUITY UNITS
BZU
– –
-200
Closed -$4K
ASCA
5242
DELISTED
AMERISTAR CASINOS INC
ASCA
– –
-21
Closed -$1K
AM
5243
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-3,800
Closed -$69K
GDI
5244
DELISTED
GARDNER DENVER,INC
GDI
– –
-88
Closed -$7K
JADE
5245
DELISTED
LJ INTL INC
JADE
– –
-594
Closed -$1K
TRLG
5246
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-1,495
Closed -$47K
TVL
5247
DELISTED
LIN TV CORP
TVL
– –
-506
Closed -$8K
FFCH
5248
DELISTED
FIRST FINANCIAL HLDGS INC
FFCH
– –
-163
Closed -$3K
BKOR
5249
DELISTED
OAK RIDGE FINL SVCS INC COM STK (NC)
BKOR
– –
-89
Closed –
PWER
5250
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-6,122
Closed -$38K
208 209
210
211 212

Similar funds

HFCIX
H&F Corporate Investors X San Francisco, California $3.85B AUM
DWM
Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
AC
Anther Capital Hong Kong $3.83B AUM
IP
Interval Partners New York $3.82B AUM 27.38% 1-Year Est. Return
TCIM
TOMS Capital Investment Management New York $3.81B AUM 26.36% 1-Year Est. Return
FLSM
Frazier Life Sciences Management Palo Alto, California $3.89B AUM 201.1% 1-Year Est. Return
AFI
American Family Investments Madison, Wisconsin $3.8B AUM 0.71% 1-Year Est. Return

Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.