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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBAI
4901
DELISTED
Lakeland Bancorp Inc
LBAI
$0 ﹤0.01%
1
-104
-99% -$1.11K
TAST
4902
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-5,243
Closed -$34K
SMMF
4903
DELISTED
Summit Financial Group, Inc.
SMMF
– –
-800
Closed -$7K
NGE
4904
DELISTED
Global X MSCI Nigeria ETF
NGE
– –
-175
Closed -$10K
CHIC
4905
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$0 ﹤0.01%
2
-96
-98% -$1.79K
BVH
4906
DELISTED
Bluegreen Vacations Holding Corporation
BVH
– –
-254
Closed -$17K
SFE
4907
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-679
Closed -$11K
AEY
4908
DELISTED
ADDvantage Technologies Group
AEY
– –
-43
Closed -$1K
MMP
4909
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-383
Closed -$21K
NUVA
4910
DELISTED
NuVasive, Inc.
NUVA
$0 ﹤0.01%
8
-192
-96% -$4.72K
UBP
4911
DELISTED
Urstadt Biddle Properties Inc.
UBP
$0 ﹤0.01%
21
-76
-78% -$1.36K
SPPI
4912
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-700
Closed -$5K
NSL
4913
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-216
Closed -$2K
BNSO
4914
DELISTED
Bonso Electronic International
BNSO
$0 ﹤0.01%
187
-10
-5% -$15
UNAM
4915
DELISTED
Unico American Corp
UNAM
– –
-1,444
Closed -$19K
DDF
4916
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-1,215
Closed -$11K
DEX
4917
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-700
Closed -$8K
QUMU
4918
DELISTED
Qumu Corp.
QUMU
– –
-3,627
Closed -$30K
RSX
4919
DELISTED
VanEck Russia ETF
RSX
– –
-77,459
Closed -$1.95M
FEO
4920
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-50
Closed -$1K
RADA
4921
DELISTED
Rada Electronic Industries Ltd
RADA
– –
-42
Closed –
STON
4922
DELISTED
StoneMor Inc.
STON
– –
-161
Closed -$4K
MN
4923
DELISTED
MANNING & NAPIER, INC.
MN
– –
-932
Closed -$17K
Y
4924
DELISTED
Alleghany Corp
Y
– –
-255
Closed -$98K
SMM
4925
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-797
Closed -$18K
195 196
197
198 199

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DWM
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TFM
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AC
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.