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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
4751
Permian Basin Royalty Trust
PBT
$1.49B
– –
-252
Closed -$3K
PCF
4752
High Income Securities Fund
PCF
$99.9M
$0 ﹤0.01%
16
-500
-97% -$3.9K
PCQ
4753
Pimco California Municipal Income Fund
PCQ
$167M
– –
-1,323
Closed -$19K
PDEX icon
4754
Pro-Dex
PDEX
$209M
– –
-250
Closed –
PEO
4755
Adams Natural Resources Fund
PEO
$725M
– –
-104
Closed -$3K
PFBC icon
4756
Preferred Bank
PFBC
$1.25B
– –
-465
Closed -$8K
PFLT icon
4757
PennantPark Floating Rate Capital
PFLT
$746M
– –
-4,721
Closed -$67K
PFSI icon
4758
PennyMac Financial
PFSI
$4.02B
– –
-456
Closed -$10K
PHG icon
4759
Philips
PHG
$26.1B
– –
-476
Closed -$9K
PMM
4760
Franklin Managed Municipal Income Trust
PMM
$273M
$0 ﹤0.01%
60
-1,370
-96% -$9.27K
PNBK icon
4761
Patriot National Bancorp
PNBK
$136M
$0 ﹤0.01%
+6
New +$83
PNF
4762
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-250
Closed -$3K
PRTA icon
4763
Prothena Corp
PRTA
$450M
– –
-3,000
Closed -$39K
PRTS icon
4764
CarParts.com
PRTS
$54.7M
$0 ﹤0.01%
9
-91
-91% -$952
PSL icon
4765
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.5M
– –
-30
Closed -$1K
PSQ icon
4766
ProShares Short QQQ
PSQ
$722M
– –
-1,257
Closed -$577K
PXLW icon
4767
Pixelworks
PXLW
$41.6M
$0 ﹤0.01%
+1
New +$45
PZC
4768
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-925
Closed -$9K
QCLN icon
4769
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
– –
-644
Closed -$9K
QID icon
4770
ProShares UltraShort QQQ
QID
$247M
– –
0
– -$2K
QQEW icon
4771
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
– –
-738
Closed -$22K
QTEC icon
4772
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
– –
-239
Closed -$7K
RCMT icon
4773
RCM Technologies
RCMT
$208M
– –
-4,338
Closed -$24K
RCON icon
4774
Recon Technology
RCON
$3.22M
– –
-32
Closed -$5K
RDHL
4775
Redhill Biopharma
RDHL
$3.68M
– –
0
– -$3K
189 190
191
192 193

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DWM
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TFM
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AC
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.