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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
-1.75%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$892M
AUM Growth
+$114M
Cap. Flow
+$142M
Cap. Flow %
15.87%
Top 10 Hldgs %
24.46%
Holding
5,559
New
1,359
Increased
1,658
Reduced
1,483
Closed
897

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$23.8M
2
AAPL icon
Apple
AAPL
+$21.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$11.6M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$11.5M
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$10.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$106M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$9.03M
3
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$8.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$7.17M
5
UYG icon
ProShares Ultra Financials
UYG
+$6.09M

Sector Composition

Rank Sector Weight
1 Technology 9.8%
2 Healthcare 7.16%
3 Financials 6.42%
4 Consumer Discretionary 4.97%
5 Communication Services 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMER icon
4726
Omeros
OMER
$959M
– –
-27
Closed –
ONEQ icon
4727
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
– –
-4,210
Closed -$73K
OPHC icon
4728
OptimumBank Holdings
OPHC
$112M
$0 ﹤0.01%
5
-37
-88% -$493
OPK icon
4729
Opko Health
OPK
$1.02B
– –
-2,949
Closed -$26K
OUT icon
4730
Outfront Media
OUT
$5.5B
– –
-10,447
Closed -$256K
OVBC icon
4731
Ohio Valley Banc Corp
OVBC
$205M
– –
-515
Closed -$12K
PAA icon
4732
Plains All American Pipeline
PAA
$16.1B
– –
-2,888
Closed -$173K
PAI
4733
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-300
Closed -$4K
PALL icon
4734
abrdn Physical Palladium Shares ETF
PALL
$667M
– –
-500
Closed -$8K
PANW icon
4735
Palo Alto Networks
PANW
$297B
– –
-24,900
Closed -$347K
PBA icon
4736
Pembina Pipeline
PBA
$27.6B
– –
-297
Closed -$13K
PBT
4737
Permian Basin Royalty Trust
PBT
$1.49B
– –
-200
Closed -$3K
PCF
4738
High Income Securities Fund
PCF
$99.9M
– –
-16
Closed –
PCM
4739
PCM Fund
PCM
$70.1M
– –
-200
Closed -$2K
PCTY icon
4740
Paylocity
PCTY
$7.98B
$0 ﹤0.01%
1
-3,334
-100% -$71.7K
PDEX icon
4741
Pro-Dex
PDEX
$209M
– –
-300
Closed -$1K
PEBK icon
4742
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-1,320
Closed -$19K
PEZ icon
4743
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
– –
-38
Closed -$2K
PFBC icon
4744
Preferred Bank
PFBC
$1.25B
– –
-2,039
Closed -$48K
PFD
4745
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
– –
-2,000
Closed -$29K
PFF icon
4746
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-100
Closed -$4K
PFL
4747
PIMCO Income Strategy Fund
PFL
$388M
– –
-680
Closed -$8K
PFSI icon
4748
PennyMac Financial
PFSI
$4.02B
– –
-4,079
Closed -$62K
PGF icon
4749
Invesco Financial Preferred ETF
PGF
$674M
– –
-100
Closed -$2K
PGX icon
4750
Invesco Preferred ETF
PGX
$3.79B
– –
-100
Closed -$1K
188 189
190
191 192

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TFM
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AC
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2014 Portfolio in Review

As of Q3 2014, Tower Research Capital (TRC) held 5,559 positions worth $892M, up 15% from $778M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Tower Research Capital (TRC) deployed $142M of net new capital in Q3 2014, opening 1,359 new positions and adding to 1,658 existing holdings. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 35,647 shares worth $9.81M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $106M trimmed.

  • Tower Research Capital (TRC)'s largest Q3 2014 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 35,647 shares worth $9.81M.
  • Tower Research Capital (TRC) added most to iShares Russell 2000 ETF in Q3 2014, an estimated $23.8M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $106M.
  • Tower Research Capital (TRC) fully exited iShares Russell 1000 Value ETF in Q3 2014, selling an estimated $9.03M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 24% of its $892M portfolio in Q3 2014.
  • Tower Research Capital (TRC) opened 1,359 new positions and closed 897 in Q3 2014.
  • Tower Research Capital (TRC)'s portfolio value rose 15% quarter-over-quarter to $892M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2014, filed 31 Oct 2014.