Tower Research Capital (TRC)’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

Tower Research Capital (TRC)’s Portfolio FCAN Stock Details FCAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-23	Closed	-$1K	–	5013
2016 Q3	$1K	Sell	23 -6	-21%	-$143	﹤0.01%	3517
2016 Q2	$1K	Sell	29 -2	-6%	-$46	﹤0.01%	4353
2016 Q1	$1K	Sell	31 -16	-34%	-$323	﹤0.01%	3984
2015 Q4	$1K	Sell	47 -44	-48%	-$1.04K	﹤0.01%	4355
2015 Q3	$2K	Buy	+91	New	+$2.35K	﹤0.01%	3531
2013 Q3	–	Sell	-600	Closed	-$20K	–	5318
2013 Q2	$20K	Buy	+600	New	+$20.1K	﹤0.01%	1747

Other funds holding FCAN

RPG

Risk Paradigm Group Austin, Texas $117M AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

Tower Research Capital (TRC)'s FCAN Position: Q4 2016 in Review

Tower Research Capital (TRC) sold out of First Trust Canada AlphaDEX Fund (FCAN) in Q4 2016, closing a stake of 23 shares — an estimated $1K sold.

Tower Research Capital (TRC) first reported a position in FCAN in Q2 2013 and held it in 6 quarters. The position peaked at $20K in Q2 2013. 15 funds tracked by Wall St. Rank hold FCAN as of Q4 2016.

Tower Research Capital (TRC) reported no remaining First Trust Canada AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Tower Research Capital (TRC) sold 23 First Trust Canada AlphaDEX Fund shares in Q4 2016, an estimated $1K.
Tower Research Capital (TRC) first reported a position in First Trust Canada AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
Tower Research Capital (TRC)'s First Trust Canada AlphaDEX Fund position peaked at $20K in Q2 2013.
15 funds tracked by Wall St. Rank held First Trust Canada AlphaDEX Fund as of Q4 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q4 2016, filed 3 Feb 2017.