Tortoise Investment Management’s Global X MLP ETF MLPA Stock Holding History

Tortoise Investment Management’s Portfolio MLPA Stock Details MLPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-500	Closed	-$43K	–	424
2015 Q2	$43K	Hold	500	–	–	0.02%	221
2015 Q1	$46K	Sell	500 -108	-18%	-$10K	0.02%	217
2014 Q4	$58K	Sell	608 -159	-21%	-$15.7K	0.02%	200
2014 Q3	$80K	Sell	767 -271	-26%	-$28K	0.03%	171
2014 Q2	$108K	Sell	1,038 -200	-16%	-$20K	0.05%	143
2014 Q1	$120K	Buy	1,238 +50	+4%	+$4.8K	0.06%	126
2013 Q4	$115K	Hold	1,188	–	–	0.06%	117
2013 Q3	$114K	Hold	1,188	–	–	0.07%	106
2013 Q2	$116K	Buy	+1,188	New	+$114K	0.08%	93

Other funds holding MLPA

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MCM

Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Lattice Strategies Wayne, Pennsylvania $109M AUM 3.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SFM

Signet Financial Management Parsippany, New Jersey $892M AUM 23.24% 1-Year Est. Return

Tortoise Investment Management's MLPA Position: Q3 2015 in Review

Tortoise Investment Management sold out of Global X MLP ETF (MLPA) in Q3 2015, closing a stake of 500 shares — an estimated $43K sold.

Tortoise Investment Management first reported a position in MLPA in Q2 2013 and held it in 9 quarters. The position peaked at $120K in Q1 2014. 33 funds tracked by Wall St. Rank hold MLPA as of Q3 2015.

Tortoise Investment Management reported no remaining Global X MLP ETF position as of Q3 2015 after selling out during the quarter.
Tortoise Investment Management sold 500 Global X MLP ETF shares in Q3 2015, an estimated $43K.
Tortoise Investment Management first reported a position in Global X MLP ETF in Q2 2013 and held it in 9 quarters.
Tortoise Investment Management's Global X MLP ETF position peaked at $120K in Q1 2014.
33 funds tracked by Wall St. Rank held Global X MLP ETF as of Q3 2015.

Based on Tortoise Investment Management's 13F filing for Q3 2015, filed 23 Oct 2015.