Tortoise Investment Management’s LPL Financial LPLA Stock Holding History

Tortoise Investment Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5	Closed	-$1.66K	–	909
2025 Q3	$1.66K	Buy	5 +1	+25%	+$362	﹤0.01%	924
2025 Q2	$1.5K	Buy	+4	New	+$1.4K	﹤0.01%	866
2025 Q1	–	Sell	-266	Closed	-$86.9K	–	862
2024 Q4	$86.9K	Buy	266 +116	+77%	+$34.3K	0.01%	330
2024 Q3	$34.9K	Buy	150 +19	+15%	+$4.28K	﹤0.01%	471
2024 Q2	$36.6K	Buy	131 +56	+75%	+$15.2K	﹤0.01%	434
2024 Q1	$19.8K	Buy	+75	New	+$18.9K	﹤0.01%	511

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Tortoise Investment Management's LPLA Position: Q4 2025 in Review

Tortoise Investment Management sold out of LPL Financial (LPLA) in Q4 2025, closing a stake of 5 shares — an estimated $1.66K sold.

Tortoise Investment Management first reported a position in LPLA in Q1 2024 and held it in 6 quarters. The position peaked at $86.9K in Q4 2024. 827 funds tracked by Wall St. Rank hold LPLA as of Q4 2025.

Tortoise Investment Management reported no remaining LPL Financial position as of Q4 2025 after selling out during the quarter.
Tortoise Investment Management sold 5 LPL Financial shares in Q4 2025, an estimated $1.66K.
Tortoise Investment Management first reported a position in LPL Financial in Q1 2024 and held it in 6 quarters.
Tortoise Investment Management's LPL Financial position peaked at $86.9K in Q4 2024.
827 funds tracked by Wall St. Rank held LPL Financial as of Q4 2025.

Based on Tortoise Investment Management's 13F filing for Q4 2025, filed 6 Feb 2026.