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Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+1.15%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$395M
AUM Growth
+$8.99M
Cap. Flow
+$6.04M
Cap. Flow %
1.53%
Top 10 Hldgs %
46.11%
Holding
569
New
43
Increased
140
Reduced
122
Closed
51

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.21M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.08M
3
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$1.01M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$957K
5
VTV icon
Vanguard Value ETF
VTV
+$852K

Top Sells

Rank Stock Value
1
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$2.92M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.23M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.71M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$934K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$707K

Sector Composition

Rank Sector Weight
1 Financials 12.62%
2 Healthcare 7.82%
3 Technology 7.72%
4 Energy 5.06%
5 Industrials 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAI icon
526
Kadant
KAI
$3.72B
– –
-7
Closed –
KEY icon
527
KeyCorp
KEY
$24.3B
– –
-242
Closed -$3K
MHN
528
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-2,500
Closed -$31K
MS icon
529
Morgan Stanley
MS
$333B
– –
-536
Closed -$17K
MUR icon
530
Murphy Oil
MUR
$5.25B
– –
-795
Closed -$52K
MVIS icon
531
Microvision
MVIS
$86.6M
$0 ﹤0.01%
125
– –
MX icon
532
Magnachip Semiconductor
MX
$118M
– –
-2,800
Closed -$55K
NAN icon
533
Nuveen New York Quality Municipal Income Fund
NAN
$371M
– –
-526
Closed -$7K
PMT
534
PennyMac Mortgage Investment
PMT
$854M
– –
-500
Closed -$11K
PSP icon
535
Invesco Global Listed Private Equity ETF
PSP
$232M
– –
-909
Closed -$55K
REGN icon
536
Regeneron Pharmaceuticals
REGN
$72.9B
– –
-91
Closed -$25K
RIO icon
537
Rio Tinto
RIO
$149B
– –
-400
Closed -$23K
RY icon
538
Royal Bank of Canada
RY
$295B
– –
-96
Closed -$6K
SUSA icon
539
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
– –
-3,900
Closed -$150K
SXC icon
540
SunCoke Energy
SXC
$779M
– –
-571
Closed -$13K
TIP icon
541
iShares TIPS Bond ETF
TIP
$14.5B
– –
-650
Closed -$71K
VCSH icon
542
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-121
Closed -$10K
VLY icon
543
Valley National Bancorp
VLY
$8.01B
– –
-1,250
Closed -$13K
VPU
544
Vanguard Utilities ETF
VPU
$8.68B
– –
-247
Closed -$21K
VRTX icon
545
Vertex Pharmaceuticals
VRTX
$124B
$0 ﹤0.01%
+4
New +$317
WFC.PRL icon
546
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
– –
-9
Closed -$10K
X
547
DELISTED
US Steel
X
$0 ﹤0.01%
3
– –
ZION icon
548
Zions Bancorporation
ZION
$10.1B
– –
-99
Closed -$3K
ERF
549
DELISTED
Enerplus Corporation
ERF
– –
-560
Closed -$10K
CEM
550
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-41
Closed -$6K
19 20 21
22
23

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SMA
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ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
TS
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APCM
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CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
KCMH
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PPC
Park Presidio Capital San Francisco, California $1.43B AUM 21.33% 1-Year Est. Return

Tompkins Financial's Q1 2014 Portfolio in Review

As of Q1 2014, Tompkins Financial held 569 positions worth $395M, up 2.3% from $386M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial's Q1 2014 filing shows 43 new, 140 increased, 122 reduced and 51 closed positions. Its largest new stake was QLIK TECHNOLOGIES INC COM STK (DE): 2,401 shares worth $64K. The largest sale was WisdomTree Emerging Markets High Dividend Fund, an estimated $2.92M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

  • Tompkins Financial's largest Q1 2014 buy was QLIK TECHNOLOGIES INC COM STK (DE): 2,401 shares worth $64K.
  • Tompkins Financial added most to iShares Core US Aggregate Bond ETF in Q1 2014, an estimated $8.21M increase.
  • Tompkins Financial's biggest Q1 2014 reduction was WisdomTree Emerging Markets High Dividend Fund, cutting an estimated $2.92M.
  • Tompkins Financial fully exited iShares ESG Optimized MSCI USA ETF in Q1 2014, selling an estimated $150K.
  • Tompkins Financial's ten largest holdings make up 46% of its $395M portfolio in Q1 2014.
  • Tompkins Financial opened 43 new positions and closed 51 in Q1 2014.
  • Tompkins Financial's portfolio value rose 2.3% quarter-over-quarter to $395M.

Based on Tompkins Financial's 13F filing for Q1 2014, filed 10 Apr 2014.