TF
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Tompkins Financial’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Tompkins Financial’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-29
Closed -$3.28K – 607
2025
Q4 		$3.28K Buy
+29
New +$3.22K ﹤0.01% 513

Other funds holding FYX

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Tompkins Financial's FYX Position: Q1 2026 in Review

Tompkins Financial sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2026, closing a stake of 29 shares — an estimated $3.28K sold.

Tompkins Financial first reported a position in FYX in Q4 2025 and held it in 1 quarter. The position peaked at $3.28K in Q4 2025. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

  • Tompkins Financial reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2026 after selling out during the quarter.
  • Tompkins Financial sold 29 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $3.28K.
  • Tompkins Financial first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2025 and held it in 1 quarter.
  • Tompkins Financial's First Trust Small Cap Core AlphaDEX Fund position peaked at $3.28K in Q4 2025.
  • 181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on Tompkins Financial's 13F filing for Q1 2026, filed 9 Apr 2026.