Tocqueville Asset Management’s Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series G Fixed/Floating Rate Non-Cumulative Perpetual Preferred Stock ZIONO Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-10,000	Closed	-$265K	–	680
2020 Q2	$265K	Hold	10,000	–	–	0.01%	585
2020 Q1	$239K	Hold	10,000	–	–	0.01%	571
2019 Q4	$280K	Sell	10,000 -5,000	-33%	-$140K	﹤0.01%	651
2019 Q3	$414K	Hold	15,000	–	–	0.01%	596
2019 Q2	$402K	Hold	15,000	–	–	0.01%	635
2019 Q1	$401K	Hold	15,000	–	–	0.01%	628
2018 Q4	$378K	Hold	15,000	–	–	0.01%	596
2018 Q3	$392K	Hold	15,000	–	–	﹤0.01%	656
2018 Q2	$405K	Hold	15,000	–	–	0.01%	641
2018 Q1	$404K	Sell	15,000 -3,233	-18%	-$87.1K	0.01%	651
2017 Q4	$496K	Hold	18,233	–	–	0.01%	613
2017 Q3	$505K	Sell	18,233 -4,000	-18%	-$111K	0.01%	621
2017 Q2	$623K	Buy	22,233 +5,000	+29%	+$140K	0.01%	559
2017 Q1	$482K	Hold	17,233	–	–	0.01%	594
2016 Q4	$460K	Sell	17,233 -5,010	-23%	-$134K	0.01%	615
2016 Q3	$666K	Sell	22,243 -774	-3%	-$23.2K	0.01%	579
2016 Q2	$674K	Sell	23,017 -118,738	-84%	-$3.48M	0.01%	572
2016 Q1	$3.66M	Buy	141,755 +2,750	+2%	+$70.9K	0.05%	323
2015 Q4	$3.63M	Buy	139,005 +29,825	+27%	+$779K	0.05%	326
2015 Q3	$2.85M	Sell	109,180 -3,750	-3%	-$97.9K	0.04%	383
2015 Q2	$2.95M	Buy	112,930 +105	+0.1%	+$2.74K	0.03%	401
2015 Q1	$2.95M	Sell	112,825 -725	-0.6%	-$18.9K	0.03%	403
2014 Q4	$2.94M	Buy	+113,550	New	+$2.94M	0.03%	412
2014 Q3	–	Sell	-103,065	Closed	-$2.66M	–	1327
2014 Q2	$2.66M	Buy	+103,065	New	+$2.66M	0.03%	432