TAM
SRNE

Tocqueville Asset Management’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

Tocqueville Asset Management’s Portfolio SRNE Stock Details SRNE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-35,000
Closed -$305K – 934
2015
Q4 		$305K Hold
35,000
– – ﹤0.01% 766
2015
Q3 		$294K Buy
35,000
+21,000
+150% +$334K ﹤0.01% 811
2015
Q2 		$247K Buy
+14,000
New +$180K ﹤0.01% 878

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