Tocqueville Asset Management’s SLM Corporation Floating-Rate Non-Cumulative Series B SLMBP Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-5,000	Closed	-$365K	–	836
2017 Q2	$365K	Hold	5,000	–	–	﹤0.01%	645
2017 Q1	$343K	Hold	5,000	–	–	﹤0.01%	648
2016 Q4	$282K	Hold	5,000	–	–	﹤0.01%	700
2016 Q3	$247K	Hold	5,000	–	–	﹤0.01%	741
2016 Q2	$240K	Sell	5,000 -12,000	-71%	-$576K	﹤0.01%	768
2016 Q1	$723K	Hold	17,000	–	–	0.01%	554
2015 Q4	$683K	Sell	17,000 -3,000	-15%	-$121K	0.01%	612
2015 Q3	$1M	Hold	20,000	–	–	0.01%	566
2015 Q2	$1.18M	Hold	20,000	–	–	0.01%	542
2015 Q1	$1.26M	Hold	20,000	–	–	0.01%	547
2014 Q4	$1.34M	Buy	+20,000	New	+$1.34M	0.01%	529
2014 Q3	–	Sell	-20,000	Closed	-$1.54M	–	1209
2014 Q2	$1.54M	Buy	+20,000	New	+$1.54M	0.02%	512