Tocqueville Asset Management’s RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC RBS.PRE Stock Holding History

Tocqueville Asset Management’s Portfolio RBS.PRE Stock Details RBS.PRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,000	Closed	-$24K	–	1488
2014 Q2	$24K	Buy	+1,000	New	+$23.2K	﹤0.01%	1438

Other funds holding RBS.PRE

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return

Tocqueville Asset Management's RBS.PRE Position: Q3 2014 in Review

Tocqueville Asset Management sold out of RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC (RBS.PRE) in Q3 2014, closing a stake of 1,000 shares — an estimated $24K sold.

Tocqueville Asset Management first reported a position in RBS.PRE in Q2 2014 and held it in 1 quarter. The position peaked at $24K in Q2 2014. 2 funds tracked by Wall St. Rank hold RBS.PRE as of Q3 2014.

Tocqueville Asset Management reported no remaining RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC position as of Q3 2014 after selling out during the quarter.
Tocqueville Asset Management sold 1,000 RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC shares in Q3 2014, an estimated $24K.
Tocqueville Asset Management first reported a position in RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC in Q2 2014 and held it in 1 quarter.
Tocqueville Asset Management's RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC position peaked at $24K in Q2 2014.
2 funds tracked by Wall St. Rank held RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC as of Q3 2014.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.