Tocqueville Asset Management’s ProShares UltraShort QQQ QID Stock Holding History

Tocqueville Asset Management’s Portfolio QID Stock Details QID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-398	Closed	-$771K	–	844
2016 Q3	$771K	Sell	398 -6	-1%	-$12.5K	0.01%	549
2016 Q2	$969K	Hold	404	–	–	0.01%	508
2016 Q1	$965K	Sell	404 -50	-11%	-$135K	0.01%	507
2015 Q4	$1.08M	Sell	454 -320	-41%	-$781K	0.01%	531
2015 Q3	$2.29M	Sell	774 -38	-5%	-$104K	0.03%	418
2015 Q2	$2.28M	Sell	812 -15	-2%	-$41.4K	0.03%	445
2015 Q1	$2.44M	Buy	827 +154	+23%	+$466K	0.03%	445
2014 Q4	$2.13M	Hold	673	–	–	0.02%	471
2014 Q3	$2.39M	Buy	+673	New	+$2.48M	0.03%	401

Other funds holding QID

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

MMG

Monetary Management Group St Louis, Missouri $419M AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAS

Partnervest Advisory Services Santa Barbara, California $315M AUM 21.3% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Tocqueville Asset Management's QID Position: Q4 2016 in Review

Tocqueville Asset Management sold out of ProShares UltraShort QQQ (QID) in Q4 2016, closing a stake of 398 shares — an estimated $771K sold.

Tocqueville Asset Management first reported a position in QID in Q3 2014 and held it in 9 quarters. The position peaked at $2.44M in Q1 2015. 23 funds tracked by Wall St. Rank hold QID as of Q4 2016.

Tocqueville Asset Management reported no remaining ProShares UltraShort QQQ position as of Q4 2016 after selling out during the quarter.
Tocqueville Asset Management sold 398 ProShares UltraShort QQQ shares in Q4 2016, an estimated $771K.
Tocqueville Asset Management first reported a position in ProShares UltraShort QQQ in Q3 2014 and held it in 9 quarters.
Tocqueville Asset Management's ProShares UltraShort QQQ position peaked at $2.44M in Q1 2015.
23 funds tracked by Wall St. Rank held ProShares UltraShort QQQ as of Q4 2016.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.