Tocqueville Asset Management’s Precigen PGEN Stock Holding History

Tocqueville Asset Management’s Portfolio PGEN Stock Details PGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$172K	–	795
2018 Q3	$172K	Buy	+10,000	New	+$149K	﹤0.01%	785
2018 Q2	–	Sell	-16,600	Closed	-$254K	–	847
2018 Q1	$254K	Buy	+16,600	New	+$237K	﹤0.01%	733
2016 Q2	–	Sell	-17,809	Closed	-$598K	–	872
2016 Q1	$598K	Sell	17,809 -1,387	-7%	-$43.7K	0.01%	594
2015 Q4	$574K	Hold	19,196	–	–	0.01%	636
2015 Q3	$605K	Buy	19,196 +504	+3%	+$24.6K	0.01%	653
2015 Q2	$904K	Sell	18,692 -927	-5%	-$39.1K	0.01%	588
2015 Q1	$851K	Buy	+19,619	New	+$705K	0.01%	611
2014 Q3	–	Sell	-5,755	Closed	-$138K	–	1158
2014 Q2	$138K	Buy	+5,755	New	+$117K	﹤0.01%	1069

Other funds holding PGEN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IAM

Iridian Asset Management Westport, Connecticut $247M AUM 20.65% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Tocqueville Asset Management's PGEN Position: Q4 2018 in Review

Tocqueville Asset Management sold out of Precigen (PGEN) in Q4 2018, closing a stake of 10,000 shares — an estimated $172K sold.

Tocqueville Asset Management first reported a position in PGEN in Q2 2014 and held it in 8 quarters. The position peaked at $904K in Q2 2015. 166 funds tracked by Wall St. Rank hold PGEN as of Q4 2018.

Tocqueville Asset Management reported no remaining Precigen position as of Q4 2018 after selling out during the quarter.
Tocqueville Asset Management sold 10,000 Precigen shares in Q4 2018, an estimated $172K.
Tocqueville Asset Management first reported a position in Precigen in Q2 2014 and held it in 8 quarters.
Tocqueville Asset Management's Precigen position peaked at $904K in Q2 2015.
166 funds tracked by Wall St. Rank held Precigen as of Q4 2018.

Based on Tocqueville Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.