Tocqueville Asset Management’s NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock NI.PRB Stock Holding History

Tocqueville Asset Management’s Portfolio NI.PRB Stock Details NI.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-187,450	Closed	-$4.92M	–	795
2019 Q2	$4.92M	Buy	187,450 +5,095	+3%	+$136K	0.06%	287
2019 Q1	$4.8M	Buy	+182,355	New	+$4.8M	0.06%	283

Other funds holding NI.PRB

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Tocqueville Asset Management's NI.PRB Position: Q3 2019 in Review

Tocqueville Asset Management sold out of NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock (NI.PRB) in Q3 2019, closing a stake of 187,450 shares — an estimated $4.92M sold.

Tocqueville Asset Management first reported a position in NI.PRB in Q1 2019 and held it in 2 quarters. The position peaked at $4.92M in Q2 2019. 1 fund tracked by Wall St. Rank holds NI.PRB as of Q3 2019.

Tocqueville Asset Management reported no remaining NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock position as of Q3 2019 after selling out during the quarter.
Tocqueville Asset Management sold 187,450 NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock shares in Q3 2019, an estimated $4.92M.
Tocqueville Asset Management first reported a position in NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock in Q1 2019 and held it in 2 quarters.
Tocqueville Asset Management's NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock position peaked at $4.92M in Q2 2019.
1 fund tracked by Wall St. Rank held NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock as of Q3 2019.

Based on Tocqueville Asset Management's 13F filing for Q3 2019, filed 31 Oct 2019.