Tocqueville Asset Management’s HEARTWARE INTERNATIONAL INC COM STK (DE) HTWR Stock Holding History

Tocqueville Asset Management’s Portfolio HTWR Stock Details HTWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,220	Closed	-$250K	–	1018
2014 Q3	$250K	Sell	3,220 -4,325	-57%	-$358K	﹤0.01%	772
2014 Q2	$668K	Sell	7,545 -3,500	-32%	-$314K	0.01%	655
2014 Q1	$1.04M	Buy	11,045 +1,860	+20%	+$181K	0.01%	447
2013 Q4	$862K	Hold	9,185	–	–	0.01%	473
2013 Q3	$672K	Sell	9,185 -3,430	-27%	-$293K	0.01%	580
2013 Q2	$1.2M	Buy	+12,615	New	+$1.15M	0.02%	477

Other funds holding HTWR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Tocqueville Asset Management's HTWR Position: Q4 2014 in Review

Tocqueville Asset Management sold out of HEARTWARE INTERNATIONAL INC COM STK (DE) (HTWR) in Q4 2014, closing a stake of 3,220 shares — an estimated $250K sold.

Tocqueville Asset Management first reported a position in HTWR in Q2 2013 and held it in 6 quarters. The position peaked at $1.2M in Q2 2013. 118 funds tracked by Wall St. Rank hold HTWR as of Q4 2014.

Tocqueville Asset Management reported no remaining HEARTWARE INTERNATIONAL INC COM STK (DE) position as of Q4 2014 after selling out during the quarter.
Tocqueville Asset Management sold 3,220 HEARTWARE INTERNATIONAL INC COM STK (DE) shares in Q4 2014, an estimated $250K.
Tocqueville Asset Management first reported a position in HEARTWARE INTERNATIONAL INC COM STK (DE) in Q2 2013 and held it in 6 quarters.
Tocqueville Asset Management's HEARTWARE INTERNATIONAL INC COM STK (DE) position peaked at $1.2M in Q2 2013.
118 funds tracked by Wall St. Rank held HEARTWARE INTERNATIONAL INC COM STK (DE) as of Q4 2014.

Based on Tocqueville Asset Management's 13F filing for Q4 2014, filed 30 Jan 2015.