Tocqueville Asset Management’s State Street SPDR S&P China ETF GXC Stock Holding History

Tocqueville Asset Management’s Portfolio GXC Stock Details GXC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-71,864	Closed	-$6.95M	–	776
2018 Q3	$6.95M	Buy	71,864 +21,300	+42%	+$2.12M	0.09%	239
2018 Q2	$5.3M	Buy	50,564 +3	+0%	+$332	0.07%	288
2018 Q1	$5.6M	Buy	+50,561	New	+$5.79M	0.07%	286
2016 Q2	–	Sell	-14,500	Closed	-$1.01M	–	858
2016 Q1	$1.01M	Sell	14,500 -17,000	-54%	-$1.1M	0.01%	501
2015 Q4	$2.31M	Hold	31,500	–	–	0.03%	395
2015 Q3	$2.17M	Hold	31,500	–	–	0.03%	428
2015 Q2	$2.8M	Hold	31,500	–	–	0.03%	413
2015 Q1	$2.67M	Hold	31,500	–	–	0.03%	424
2014 Q4	$2.51M	Buy	+31,500	New	+$2.47M	0.03%	434
2014 Q3	–	Sell	-31,500	Closed	-$2.37M	–	1019
2014 Q2	$2.37M	Buy	+31,500	New	+$2.3M	0.02%	452
2013 Q4	–	Sell	-29,530	Closed	-$2.19M	–	1382
2013 Q3	$2.19M	Buy	29,530 +3,500	+13%	+$245K	0.03%	418
2013 Q2	$1.67M	Buy	+26,030	New	+$1.8M	0.02%	437

Other funds holding GXC

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KHLMVGHM

Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet Tel Aviv, Israel $1.53B AUM 20.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return

BOTW

Bank of the West Monterey Park, California $851M AUM 15.39% 1-Year Est. Return

Tocqueville Asset Management's GXC Position: Q4 2018 in Review

Tocqueville Asset Management sold out of State Street SPDR S&P China ETF (GXC) in Q4 2018, closing a stake of 71,864 shares — an estimated $6.95M sold.

Tocqueville Asset Management first reported a position in GXC in Q2 2013 and held it in 12 quarters. The position peaked at $6.95M in Q3 2018. 115 funds tracked by Wall St. Rank hold GXC as of Q4 2018.

Tocqueville Asset Management reported no remaining State Street SPDR S&P China ETF position as of Q4 2018 after selling out during the quarter.
Tocqueville Asset Management sold 71,864 State Street SPDR S&P China ETF shares in Q4 2018, an estimated $6.95M.
Tocqueville Asset Management first reported a position in State Street SPDR S&P China ETF in Q2 2013 and held it in 12 quarters.
Tocqueville Asset Management's State Street SPDR S&P China ETF position peaked at $6.95M in Q3 2018.
115 funds tracked by Wall St. Rank held State Street SPDR S&P China ETF as of Q4 2018.

Based on Tocqueville Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.