Tocqueville Asset Management’s Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call GS.PRB.CL Stock Holding History

Tocqueville Asset Management’s Portfolio GS.PRB.CL Stock Details GS.PRB.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-9,000	Closed	-$236K	–	841
2017 Q3	$236K	Sell	9,000 -500	-5%	-$13K	﹤0.01%	741
2017 Q2	$249K	Sell	9,500 -2,000	-17%	-$53.4K	﹤0.01%	699
2017 Q1	$306K	Hold	11,500	–	–	﹤0.01%	664
2016 Q4	$292K	Buy	11,500 +1,000	+10%	+$25.7K	﹤0.01%	689
2016 Q3	$274K	Hold	10,500	–	–	﹤0.01%	728
2016 Q2	$277K	Buy	+10,500	New	+$273K	﹤0.01%	739

Other funds holding GS.PRB.CL

ARMC

American Research & Management Company Marion, Massachusetts $362M AUM 8.06% 1-Year Est. Return

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.53B AUM 18.11% 1-Year Est. Return

CDH

Charles D. Hyman $1.79B AUM 17.18% 1-Year Est. Return

MCM

Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return

BCA

Benchmark Capital Advisors New York $101M AUM 0.8% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

LPIC

LeJeune Puetz Investment Counsel Traverse City, Michigan $279M AUM 4.39% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

MFBTD

MB Financial Bank - Trust Department Rosemont, Illinois $816M AUM 5.49% 1-Year Est. Return

HCM

Highlander Capital Management Short Hills, New Jersey $292M AUM 22.24% 1-Year Est. Return

Tocqueville Asset Management's GS.PRB.CL Position: Q4 2017 in Review

Tocqueville Asset Management sold out of Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call (GS.PRB.CL) in Q4 2017, closing a stake of 9,000 shares — an estimated $236K sold.

Tocqueville Asset Management first reported a position in GS.PRB.CL in Q2 2016 and held it in 6 quarters. The position peaked at $306K in Q1 2017. 14 funds tracked by Wall St. Rank hold GS.PRB.CL as of Q4 2017.

Tocqueville Asset Management reported no remaining Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call position as of Q4 2017 after selling out during the quarter.
Tocqueville Asset Management sold 9,000 Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call shares in Q4 2017, an estimated $236K.
Tocqueville Asset Management first reported a position in Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call in Q2 2016 and held it in 6 quarters.
Tocqueville Asset Management's Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call position peaked at $306K in Q1 2017.
14 funds tracked by Wall St. Rank held Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call as of Q4 2017.

Based on Tocqueville Asset Management's 13F filing for Q4 2017, filed 13 Feb 2018.