Tocqueville Asset Management’s Financial Engines, Inc. FNGN Stock Holding History

Tocqueville Asset Management’s Portfolio FNGN Stock Details FNGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,400	Closed	-$154K	–	1438
2014 Q2	$154K	Sell	3,400 -4,800	-59%	-$215K	﹤0.01%	1035
2014 Q1	$416K	Buy	8,200 +4,700	+134%	+$283K	0.01%	620
2013 Q4	$243K	Buy	+3,500	New	+$215K	﹤0.01%	762

Other funds holding FNGN

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

KCM

Kornitzer Capital Management Shawnee Mission, Kansas $4.65B AUM 23.83% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Tocqueville Asset Management's FNGN Position: Q3 2014 in Review

Tocqueville Asset Management sold out of Financial Engines, Inc. (FNGN) in Q3 2014, closing a stake of 3,400 shares — an estimated $154K sold.

Tocqueville Asset Management first reported a position in FNGN in Q4 2013 and held it in 3 quarters. The position peaked at $416K in Q1 2014. 175 funds tracked by Wall St. Rank hold FNGN as of Q3 2014.

Tocqueville Asset Management reported no remaining Financial Engines, Inc. position as of Q3 2014 after selling out during the quarter.
Tocqueville Asset Management sold 3,400 Financial Engines, Inc. shares in Q3 2014, an estimated $154K.
Tocqueville Asset Management first reported a position in Financial Engines, Inc. in Q4 2013 and held it in 3 quarters.
Tocqueville Asset Management's Financial Engines, Inc. position peaked at $416K in Q1 2014.
175 funds tracked by Wall St. Rank held Financial Engines, Inc. as of Q3 2014.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.