TAM
FNFG.PRB

Tocqueville Asset Management’s FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT FNFG.PRB Stock Holding History

Tocqueville Asset Management’s Portfolio FNFG.PRB Stock Details FNFG.PRB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-52,725
Closed -$1.4M – 987
2015
Q3 		$1.4M Sell
52,725
-650
-1% -$17.4K 0.02% 495
2015
Q2 		$1.44M Buy
53,375
+290
+0.5% +$7.88K 0.02% 507
2015
Q1 		$1.46M Sell
53,085
-55
-0.1% -$1.5K 0.02% 519
2014
Q4 		$1.44M Buy
+53,140
New +$1.46M 0.02% 523
2014
Q3 		– Sell
-42,100
Closed -$1.22M – 1482
2014
Q2 		$1.22M Buy
+42,100
New +$1.2M 0.01% 546
2013
Q3 		– Sell
-41,000
Closed -$1.18M – 970
2013
Q2 		$1.18M Buy
+41,000
New +$1.19M 0.02% 479

Other funds holding FNFG.PRB

TIM
Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return
HW
Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return
CTA
Colonial Trust Advisors Spartanburg, South Carolina $1.29B AUM 19.9% 1-Year Est. Return
HCM
Highlander Capital Management Short Hills, New Jersey $292M AUM 22.24% 1-Year Est. Return

Tocqueville Asset Management's FNFG.PRB Position: Q4 2015 in Review

Tocqueville Asset Management sold out of FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT (FNFG.PRB) in Q4 2015, closing a stake of 52,725 shares — an estimated $1.4M sold.

Tocqueville Asset Management first reported a position in FNFG.PRB in Q2 2013 and held it in 6 quarters. The position peaked at $1.46M in Q1 2015. 4 funds tracked by Wall St. Rank hold FNFG.PRB as of Q4 2015.

  • Tocqueville Asset Management reported no remaining FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT position as of Q4 2015 after selling out during the quarter.
  • Tocqueville Asset Management sold 52,725 FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT shares in Q4 2015, an estimated $1.4M.
  • Tocqueville Asset Management first reported a position in FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT in Q2 2013 and held it in 6 quarters.
  • Tocqueville Asset Management's FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT position peaked at $1.46M in Q1 2015.
  • 4 funds tracked by Wall St. Rank held FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT as of Q4 2015.

Based on Tocqueville Asset Management's 13F filing for Q4 2015, filed 29 Jan 2016.