Tocqueville Asset Management’s Energy Recovery ERII Stock Holding History

Tocqueville Asset Management’s Portfolio ERII Stock Details ERII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,000	Closed	-$27K	–	977
2015 Q2	$27K	Hold	10,000	–	–	﹤0.01%	966
2015 Q1	$26K	Hold	10,000	–	–	﹤0.01%	940
2014 Q4	$53K	Hold	10,000	–	–	﹤0.01%	939
2014 Q3	$35K	Buy	10,000 +3,000	+43%	+$13.1K	﹤0.01%	859
2014 Q2	$34K	Buy	7,000 +4,000	+133%	+$20.6K	﹤0.01%	1377
2014 Q1	$16K	Buy	+3,000	New	+$14.8K	﹤0.01%	1139

Other funds holding ERII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Avenir Corporation Alexandria, Virginia $820M AUM 2.4% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Tocqueville Asset Management's ERII Position: Q3 2015 in Review

Tocqueville Asset Management sold out of Energy Recovery (ERII) in Q3 2015, closing a stake of 10,000 shares — an estimated $27K sold.

Tocqueville Asset Management first reported a position in ERII in Q1 2014 and held it in 6 quarters. The position peaked at $53K in Q4 2014. 53 funds tracked by Wall St. Rank hold ERII as of Q3 2015.

Tocqueville Asset Management reported no remaining Energy Recovery position as of Q3 2015 after selling out during the quarter.
Tocqueville Asset Management sold 10,000 Energy Recovery shares in Q3 2015, an estimated $27K.
Tocqueville Asset Management first reported a position in Energy Recovery in Q1 2014 and held it in 6 quarters.
Tocqueville Asset Management's Energy Recovery position peaked at $53K in Q4 2014.
53 funds tracked by Wall St. Rank held Energy Recovery as of Q3 2015.

Based on Tocqueville Asset Management's 13F filing for Q3 2015, filed 30 Oct 2015.