Tocqueville Asset Management’s Capstead Mortgage Corp. CMO Stock Holding History

Tocqueville Asset Management’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-26,000	Closed	-$223K	–	815
2019 Q1	$223K	Sell	26,000 -2,000	-7%	-$15.7K	﹤0.01%	717
2018 Q4	$187K	Sell	28,000 -500	-2%	-$3.69K	﹤0.01%	711
2018 Q3	$225K	Sell	28,500 -500	-2%	-$4.21K	﹤0.01%	758
2018 Q2	$260K	Hold	29,000	–	–	﹤0.01%	723
2018 Q1	$251K	Buy	29,000 +3,000	+12%	+$26K	﹤0.01%	738
2017 Q4	$225K	Hold	26,000	–	–	﹤0.01%	745
2017 Q3	$251K	Buy	26,000 +2,000	+8%	+$19.7K	﹤0.01%	724
2017 Q2	$250K	Buy	24,000 +1,000	+4%	+$10.7K	﹤0.01%	697
2017 Q1	$242K	Buy	23,000 +3,600	+19%	+$38K	﹤0.01%	708
2016 Q4	$198K	Buy	19,400 +3,700	+24%	+$36.3K	﹤0.01%	766
2016 Q3	$148K	Buy	15,700 +1,500	+11%	+$14.9K	﹤0.01%	798
2016 Q2	$138K	Hold	14,200	–	–	﹤0.01%	809
2016 Q1	$140K	Buy	+14,200	New	+$132K	﹤0.01%	821

Other funds holding CMO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Tocqueville Asset Management's CMO Position: Q2 2019 in Review

Tocqueville Asset Management sold out of Capstead Mortgage Corp. (CMO) in Q2 2019, closing a stake of 26,000 shares — an estimated $223K sold.

Tocqueville Asset Management first reported a position in CMO in Q1 2016 and held it in 13 quarters. The position peaked at $260K in Q2 2018. 167 funds tracked by Wall St. Rank hold CMO as of Q2 2019.

Tocqueville Asset Management reported no remaining Capstead Mortgage Corp. position as of Q2 2019 after selling out during the quarter.
Tocqueville Asset Management sold 26,000 Capstead Mortgage Corp. shares in Q2 2019, an estimated $223K.
Tocqueville Asset Management first reported a position in Capstead Mortgage Corp. in Q1 2016 and held it in 13 quarters.
Tocqueville Asset Management's Capstead Mortgage Corp. position peaked at $260K in Q2 2018.
167 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q2 2019.

Based on Tocqueville Asset Management's 13F filing for Q2 2019, filed 31 Jul 2019.