Tocqueville Asset Management’s Capstead Mortgage Corp. CMO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-26,000	Closed	-$223K	–	815
2019 Q1	$223K	Sell	26,000 -2,000	-7%	-$15.7K	﹤0.01%	717
2018 Q4	$187K	Sell	28,000 -500	-2%	-$3.69K	﹤0.01%	711
2018 Q3	$225K	Sell	28,500 -500	-2%	-$4.21K	﹤0.01%	758
2018 Q2	$260K	Hold	29,000	–	–	﹤0.01%	723
2018 Q1	$251K	Buy	29,000 +3,000	+12%	+$26K	﹤0.01%	738
2017 Q4	$225K	Hold	26,000	–	–	﹤0.01%	745
2017 Q3	$251K	Buy	26,000 +2,000	+8%	+$19.7K	﹤0.01%	724
2017 Q2	$250K	Buy	24,000 +1,000	+4%	+$10.7K	﹤0.01%	697
2017 Q1	$242K	Buy	23,000 +3,600	+19%	+$38K	﹤0.01%	708
2016 Q4	$198K	Buy	19,400 +3,700	+24%	+$36.3K	﹤0.01%	766
2016 Q3	$148K	Buy	15,700 +1,500	+11%	+$14.9K	﹤0.01%	798
2016 Q2	$138K	Hold	14,200	–	–	﹤0.01%	809
2016 Q1	$140K	Buy	+14,200	New	+$132K	﹤0.01%	821