Tocqueville Asset Management’s BGC Group BGC Stock Holding History

Tocqueville Asset Management’s Portfolio BGC Stock Details BGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,201	Closed	-$226K	–	812
2016 Q3	$226K	Hold	40,201	–	–	﹤0.01%	764
2016 Q2	$225K	Sell	40,201 -156	-0.4%	-$905	﹤0.01%	777
2016 Q1	$235K	Sell	40,357 -12,995	-24%	-$74.6K	﹤0.01%	777
2015 Q4	$337K	Sell	53,352 -12,474	-19%	-$71.8K	﹤0.01%	745
2015 Q3	$348K	Sell	65,826 -2,647	-4%	-$15.4K	﹤0.01%	782
2015 Q2	$385K	Sell	68,473 -576,008	-89%	-$3.49M	﹤0.01%	774
2015 Q1	$3.92M	Buy	644,481 +104,597	+19%	+$596K	0.05%	348
2014 Q4	$3.18M	Sell	539,884 -166,025	-24%	-$891K	0.03%	393
2014 Q3	$3.37M	Buy	705,909 +351,067	+99%	+$1.72M	0.04%	343
2014 Q2	$1.7M	Buy	+354,842	New	+$1.63M	0.02%	490

Other funds holding BGC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Schroder Investment Management Group

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return