Tocqueville Asset Management’s BGC Group BGC Stock Holding History

Tocqueville Asset Management’s Portfolio BGC Stock Details BGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,201	Closed	-$226K	–	812
2016 Q3	$226K	Hold	40,201	–	–	﹤0.01%	764
2016 Q2	$225K	Sell	40,201 -156	-0.4%	-$905	﹤0.01%	777
2016 Q1	$235K	Sell	40,357 -12,995	-24%	-$74.6K	﹤0.01%	777
2015 Q4	$337K	Sell	53,352 -12,474	-19%	-$71.8K	﹤0.01%	745
2015 Q3	$348K	Sell	65,826 -2,647	-4%	-$15.4K	﹤0.01%	782
2015 Q2	$385K	Sell	68,473 -576,008	-89%	-$3.49M	﹤0.01%	774
2015 Q1	$3.92M	Buy	644,481 +104,597	+19%	+$596K	0.05%	348
2014 Q4	$3.18M	Sell	539,884 -166,025	-24%	-$891K	0.03%	393
2014 Q3	$3.37M	Buy	705,909 +351,067	+99%	+$1.72M	0.04%	343
2014 Q2	$1.7M	Buy	+354,842	New	+$1.63M	0.02%	490

Other funds holding BGC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $141B AUM 34.18% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Tocqueville Asset Management's BGC Position: Q4 2016 in Review

Tocqueville Asset Management sold out of BGC Group (BGC) in Q4 2016, closing a stake of 40,201 shares — an estimated $226K sold.

Tocqueville Asset Management first reported a position in BGC in Q2 2014 and held it in 10 quarters. The position peaked at $3.92M in Q1 2015. 207 funds tracked by Wall St. Rank hold BGC as of Q4 2016.

Tocqueville Asset Management reported no remaining BGC Group position as of Q4 2016 after selling out during the quarter.
Tocqueville Asset Management sold 40,201 BGC Group shares in Q4 2016, an estimated $226K.
Tocqueville Asset Management first reported a position in BGC Group in Q2 2014 and held it in 10 quarters.
Tocqueville Asset Management's BGC Group position peaked at $3.92M in Q1 2015.
207 funds tracked by Wall St. Rank held BGC Group as of Q4 2016.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.