Thompson Davis & Co’s Brookfield Mtge Opportunity Fd BOI Stock Holding History

Thompson Davis & Co’s Portfolio BOI Stock Details BOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,000	Closed	-$18K	–	1403
2014 Q2	$18K	Hold	1,000	–	–	0.03%	411
2014 Q1	$17K	Sell	1,000 -500	-33%	-$8.45K	0.03%	413
2013 Q4	$25K	Buy	+1,500	New	+$24.8K	0.04%	324

Other funds holding BOI

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ACM

Ashford Capital Management Wilmington, Delaware $809M AUM 35.1% 1-Year Est. Return

Thompson Davis & Co's BOI Position: Q3 2014 in Review

Thompson Davis & Co sold out of Brookfield Mtge Opportunity Fd (BOI) in Q3 2014, closing a stake of 1,000 shares — an estimated $18K sold.

Thompson Davis & Co first reported a position in BOI in Q4 2013 and held it in 3 quarters. The position peaked at $25K in Q4 2013. 38 funds tracked by Wall St. Rank hold BOI as of Q3 2014.

Thompson Davis & Co reported no remaining Brookfield Mtge Opportunity Fd position as of Q3 2014 after selling out during the quarter.
Thompson Davis & Co sold 1,000 Brookfield Mtge Opportunity Fd shares in Q3 2014, an estimated $18K.
Thompson Davis & Co first reported a position in Brookfield Mtge Opportunity Fd in Q4 2013 and held it in 3 quarters.
Thompson Davis & Co's Brookfield Mtge Opportunity Fd position peaked at $25K in Q4 2013.
38 funds tracked by Wall St. Rank held Brookfield Mtge Opportunity Fd as of Q3 2014.

Based on Thompson Davis & Co's 13F filing for Q3 2014, filed 4 Nov 2014.