Thomaspartners’s CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) CVOL Stock Holding History

Thomaspartners’s Portfolio CVOL Stock Details CVOL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-40,000	Closed	-$292K	–	142
2013 Q3	$292K	Buy	+40,000	New	+$341K	0.01%	112

Other funds holding CVOL

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

NES

New England Securities New York $285M AUM 7.18% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Thomaspartners's CVOL Position: Q4 2013 in Review

Thomaspartners sold out of CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) (CVOL) in Q4 2013, closing a stake of 40,000 shares — an estimated $292K sold.

Thomaspartners first reported a position in CVOL in Q3 2013 and held it in 1 quarter. The position peaked at $292K in Q3 2013. 5 funds tracked by Wall St. Rank hold CVOL as of Q4 2013.

Thomaspartners reported no remaining CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) position as of Q4 2013 after selling out during the quarter.
Thomaspartners sold 40,000 CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) shares in Q4 2013, an estimated $292K.
Thomaspartners first reported a position in CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) in Q3 2013 and held it in 1 quarter.
Thomaspartners's CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) position peaked at $292K in Q3 2013.
5 funds tracked by Wall St. Rank held CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) as of Q4 2013.

Based on Thomaspartners's 13F filing for Q4 2013, filed 13 Feb 2014.