Third Security’s Plains All American Pipeline PAA Stock Holding History

Third Security’s Portfolio PAA Stock Details PAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-400,000	Closed	-$19.5M	–	18
2015 Q1	$19.5M	Hold	400,000	–	–	0.55%	9
2014 Q4	$20.5M	Hold	400,000	–	–	0.94%	8
2014 Q3	$23.5M	Hold	400,000	–	–	1.47%	6
2014 Q2	$24M	Hold	400,000	–	–	1.14%	7
2014 Q1	$22M	Hold	400,000	–	–	0.98%	9
2013 Q4	$20.7M	Hold	400,000	–	–	0.99%	8
2013 Q3	$21.1M	Hold	400,000	–	–	1.07%	8
2013 Q2	$22.3M	Buy	+400,000	New	+$22.6M	5.34%	6

Other funds holding PAA

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.84B AUM 26.47% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.1B AUM 17.16% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HFA

Harvest Fund Advisors Wayne, Pennsylvania $4.87B AUM 49.03% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Third Security's PAA Position: Q2 2015 in Review

Third Security sold out of Plains All American Pipeline (PAA) in Q2 2015, closing a stake of 400,000 shares — an estimated $19.5M sold.

Third Security first reported a position in PAA in Q2 2013 and held it in 8 quarters. The position peaked at $24M in Q2 2014. 521 funds tracked by Wall St. Rank hold PAA as of Q2 2015.

Third Security reported no remaining Plains All American Pipeline position as of Q2 2015 after selling out during the quarter.
Third Security sold 400,000 Plains All American Pipeline shares in Q2 2015, an estimated $19.5M.
Third Security first reported a position in Plains All American Pipeline in Q2 2013 and held it in 8 quarters.
Third Security's Plains All American Pipeline position peaked at $24M in Q2 2014.
521 funds tracked by Wall St. Rank held Plains All American Pipeline as of Q2 2015.

Based on Third Security's 13F filing for Q2 2015, filed 10 Aug 2015.