TD Asset Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-48,500	Closed	-$905K	–	1447
2018 Q3	$905K	Sell	48,500 -12,200	-20%	-$233K	﹤0.01%	1183
2018 Q2	$1.16M	Sell	60,700 -5,100	-8%	-$90.7K	﹤0.01%	1094
2018 Q1	$1.16M	Buy	65,800 +1,200	+2%	+$21.6K	﹤0.01%	1024
2017 Q4	$1.29M	Buy	64,600 +1,800	+3%	+$34.6K	﹤0.01%	987
2017 Q3	$1.19M	Buy	62,800 +2,800	+5%	+$55.6K	﹤0.01%	991
2017 Q2	$1.15M	Buy	60,000 +4,200	+8%	+$85.4K	﹤0.01%	1014
2017 Q1	$1.17M	Sell	55,800 -2,700	-5%	-$56.9K	﹤0.01%	1005
2016 Q4	$1.24M	Buy	58,500 +10,400	+22%	+$213K	﹤0.01%	975
2016 Q3	$1.06M	Buy	48,100 +21,000	+77%	+$467K	﹤0.01%	997
2016 Q2	$587K	Buy	27,100 +4,200	+18%	+$84.9K	﹤0.01%	1077
2016 Q1	$461K	Sell	22,900 -4,400	-16%	-$81.4K	﹤0.01%	1118
2015 Q4	$489K	Sell	27,300 -2,000	-7%	-$35.6K	﹤0.01%	1109
2015 Q3	$485K	Sell	29,300 -28,300	-49%	-$467K	﹤0.01%	1071
2015 Q2	$900K	Sell	57,600 -3,000	-5%	-$50.2K	﹤0.01%	983
2015 Q1	$1.11M	Buy	60,600 +23,900	+65%	+$420K	﹤0.01%	918
2014 Q4	$616K	Buy	36,700 +25,700	+234%	+$413K	﹤0.01%	1049
2014 Q3	$162K	Buy	+11,000	New	+$172K	﹤0.01%	1273