TD Asset Management

TD Asset Management’s CC Neuberger Principal Holdings III PRPC Stock Holding History

TD Asset Management’s Portfolio PRPC Stock Details PRPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-358,800	Closed	-$3.62M	–	1479
2022 Q4	$3.62M	Hold	358,800	–	–	﹤0.01%	827
2022 Q3	$3.57M	Hold	358,800	–	–	﹤0.01%	833
2022 Q2	$3.53M	Hold	358,800	–	–	﹤0.01%	851
2022 Q1	$3.54M	Buy	358,800 +208,800	+139%	+$2.04M	﹤0.01%	909
2021 Q4	$1.48M	Hold	150,000	–	–	﹤0.01%	1198
2021 Q3	$1.47M	Hold	150,000	–	–	﹤0.01%	1166
2021 Q2	$1.46M	Hold	150,000	–	–	﹤0.01%	1175
2021 Q1	$1.46M	Buy	+150,000	New	+$1.46M	﹤0.01%	1180

Other funds holding PRPC

Sandia Investment Management Boston, Massachusetts $40.1M AUM 14.58% 1-Year Est. Return

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

UBS O'Connor Chicago, Illinois $3.37B AUM 63.08% 1-Year Est. Return

Meteora Capital Boca Raton, Florida $1.36B AUM 21.19% 1-Year Est. Return

Fir Tree Capital Management New York $5.03M AUM 3.16% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $574M AUM 6.51% 1-Year Est. Return

Shaolin Capital Management Miami, Florida $2.39B AUM 64.83% 1-Year Est. Return

Boothbay Fund Management New York $4.34B AUM 106.31% 1-Year Est. Return

Moore Capital Management New York $2.75B AUM 35.41% 1-Year Est. Return