TCW Group’s Gaia GAIA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-74,514	Closed	-$835K	–	387
2017 Q2	$835K	Sell	74,514 -43,323	-37%	-$485K	0.01%	298
2017 Q1	$1.17M	Sell	117,837 -1,500	-1%	-$14.9K	0.01%	282
2016 Q4	$1.03M	Buy	+119,337	New	+$1.03M	0.01%	487