TCW Group’s Gaia GAIA Stock Holding History

TCW Group’s Portfolio GAIA Stock Details GAIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-74,514	Closed	-$835K	–	387
2017 Q2	$835K	Sell	74,514 -43,323	-37%	-$478K	0.01%	298
2017 Q1	$1.17M	Sell	117,837 -1,500	-1%	-$13.2K	0.01%	282
2016 Q4	$1.03M	Buy	+119,337	New	+$960K	0.01%	487

Other funds holding GAIA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

VNA

VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

ARM

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

TCW Group's GAIA Position: Q3 2017 in Review

TCW Group sold out of Gaia (GAIA) in Q3 2017, closing a stake of 74,514 shares — an estimated $835K sold.

TCW Group first reported a position in GAIA in Q4 2016 and held it in 3 quarters. The position peaked at $1.17M in Q1 2017. 51 funds tracked by Wall St. Rank hold GAIA as of Q3 2017.

TCW Group reported no remaining Gaia position as of Q3 2017 after selling out during the quarter.
TCW Group sold 74,514 Gaia shares in Q3 2017, an estimated $835K.
TCW Group first reported a position in Gaia in Q4 2016 and held it in 3 quarters.
TCW Group's Gaia position peaked at $1.17M in Q1 2017.
51 funds tracked by Wall St. Rank held Gaia as of Q3 2017.

Based on TCW Group's 13F filing for Q3 2017, filed 6 Nov 2017.