TCI Wealth Advisors’s PGIM Laddered Nasdaq-100 Buffer 12 ETF PBQQ Stock Holding History

TCI Wealth Advisors’s Portfolio PBQQ Stock Details PBQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-9,338	Closed	-$250K	–	276
2025 Q2	$250K	Hold	9,338	–	–	0.02%	205
2025 Q1	$227K	Buy	+9,338	New	+$234K	0.02%	208

Other funds holding PBQQ

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AIA

AssuredPartners Investment Advisors Tampa, Florida $1.03B AUM 34.9% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

TCI Wealth Advisors's PBQQ Position: Q3 2025 in Review

TCI Wealth Advisors sold out of PGIM Laddered Nasdaq-100 Buffer 12 ETF (PBQQ) in Q3 2025, closing a stake of 9,338 shares — an estimated $250K sold.

TCI Wealth Advisors first reported a position in PBQQ in Q1 2025 and held it in 2 quarters. The position peaked at $250K in Q2 2025. 5 funds tracked by Wall St. Rank hold PBQQ as of Q3 2025.

TCI Wealth Advisors reported no remaining PGIM Laddered Nasdaq-100 Buffer 12 ETF position as of Q3 2025 after selling out during the quarter.
TCI Wealth Advisors sold 9,338 PGIM Laddered Nasdaq-100 Buffer 12 ETF shares in Q3 2025, an estimated $250K.
TCI Wealth Advisors first reported a position in PGIM Laddered Nasdaq-100 Buffer 12 ETF in Q1 2025 and held it in 2 quarters.
TCI Wealth Advisors's PGIM Laddered Nasdaq-100 Buffer 12 ETF position peaked at $250K in Q2 2025.
5 funds tracked by Wall St. Rank held PGIM Laddered Nasdaq-100 Buffer 12 ETF as of Q3 2025.

Based on TCI Wealth Advisors's 13F filing for Q3 2025, filed 14 Oct 2025.