We are live on ! Find out more
SA

SWM Advisors Portfolio holdings

AUM $106M
1-Year Est. Return 17.51%
This Fund
S&P 500
This Quarter Est. Return
-4.5%
1 Year Est. Return
-17.51%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$106M
AUM Growth
-$3.65M
Cap. Flow
+$1.89M
Cap. Flow %
1.78%
Top 10 Hldgs %
96.54%
Holding
29
New
4
Increased
8
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.08M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$746K
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$529K
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$462K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$262K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.01M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$457K
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$341K
4
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$214K
5
PGX icon
Invesco Preferred ETF
PGX
+$210K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.21%
2 Healthcare 0.84%
3 Communication Services 0.65%
4 Technology 0.55%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$974B
$42.4M 39.94%
129,127
+2,954
+2% +$1.08M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$226B
$15.3M 14.43%
421,171
+12,990
+3% +$529K
VXF icon
3
Vanguard Extended Market ETF
VXF
$30.5B
$12.8M 12.06%
100,670
+5,288
+6% +$746K
FLOT icon
4
iShares Floating Rate Bond ETF
FLOT
$10B
$7.09M 6.68%
141,133
+9,193
+7% +$462K
ICSH icon
5
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$6.66M 6.27%
133,095
+274
+0.2% +$13.7K
BSV icon
6
Vanguard Short-Term Bond ETF
BSV
$44.7B
$6.41M 6.04%
85,668
+2,462
+3% +$188K
BIV icon
7
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$5.73M 5.4%
77,995
+2,102
+3% +$163K
EMXC icon
8
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$4.5M 4.24%
101,571
-86
-0.1% -$4.18K
TSLA icon
9
Tesla
TSLA
$1.47T
$990K 0.93%
3,732
– –
AAPL icon
10
Apple
AAPL
$4.89T
$588K 0.55%
4,256
– –
TTD icon
11
Trade Desk
TTD
$8.99B
$472K 0.44%
7,906
– –
VMBS icon
12
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$382K 0.36%
8,470
– –
CTLT
13
DELISTED
CATALENT, INC.
CTLT
$382K 0.36%
5,283
– –
WD icon
14
Walker & Dunlop
WD
$1.76B
$309K 0.29%
3,686
– –
MELI icon
15
Mercado Libre
MELI
$94.2B
$290K 0.27%
350
– –
TMO icon
16
Thermo Fisher Scientific
TMO
$202B
$266K 0.25%
525
– –
IBDQ
17
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$233K 0.22%
+9,655
New +$238K
IBDR icon
18
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.47B
$232K 0.22%
+10,030
New +$239K
QQQ icon
19
Invesco QQQ Trust
QQQ
$466B
$232K 0.22%
+867
New +$262K
DHR icon
20
Danaher
DHR
$145B
$220K 0.21%
959
– –
NFLX icon
21
Netflix
NFLX
$313B
$216K 0.2%
+9,180
New +$204K
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$658B
$215K 0.2%
1,198
-4
-0.3% -$797
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$200K 0.19%
561
+9
+2% +$3.57K
ECOR icon
24
electroCore
ECOR
$47.9M
$23K 0.02%
3,846
– –
ANGL icon
25
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
– –
-12,619
Closed -$341K
1
2

Similar funds

MCA
Morris Capital Advisors Malvern, Pennsylvania $106M AUM 2.55% 1-Year Est. Return
LAM
LFS Asset Management San Ramon, California $99.1M AUM
DIV
DCM International VI Menlo Park, California $114M AUM 73.96% 1-Year Est. Return
WIM
Wilen Investment Management Bonita Springs, Florida $98.1M AUM 2.08% 1-Year Est. Return
RCM
Rutabaga Capital Management Boston, Massachusetts $115M AUM 11.85% 1-Year Est. Return
JSMC
Jess S. Morgan & Co Los Angeles, California $115M AUM 16.65% 1-Year Est. Return
SC
Sarissa Consulting Santa Monica, California $96.9M AUM 29.32% 1-Year Est. Return
AEPBI
AH Equity Partners Bio III Menlo Park, California $95M AUM 50.1% 1-Year Est. Return

SWM Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, SWM Advisors held 29 positions worth $106M, down 3.3% from $110M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

SWM Advisors's Q3 2022 filing shows 4 new, 8 increased, 2 reduced and 5 closed positions. Its largest new stake was Invesco QQQ Trust: 867 shares worth $232K. The largest sale was Vanguard Short-Term Corporate Bond ETF, an estimated $1.01M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.2% of assets, up from 0.97% a quarter earlier, followed by Healthcare and Communication Services.

  • SWM Advisors's largest Q3 2022 buy was Invesco QQQ Trust: 867 shares worth $232K.
  • SWM Advisors added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $1.08M increase.
  • SWM Advisors's biggest Q3 2022 reduction was iShares MSCI Emerging Markets ex China ETF, cutting an estimated $4.18K.
  • SWM Advisors fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2022, selling an estimated $1.01M.
  • SWM Advisors's ten largest holdings make up 97% of its $106M portfolio in Q3 2022.
  • SWM Advisors opened 4 new positions and closed 5 in Q3 2022.
  • SWM Advisors's portfolio value fell 3.3% quarter-over-quarter to $106M.

Based on SWM Advisors's 13F filing for Q3 2022, filed 12 Oct 2022.