SVB Wealth’s Navigator Holdings NVGS Stock Holding History

SVB Wealth’s Portfolio NVGS Stock Details NVGS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-58,450	Closed	-$780K	–	554
2015 Q3	$780K	Sell	58,450 -8,400	-13%	-$139K	0.03%	328
2015 Q2	$1.27M	Hold	66,850	–	–	0.04%	295
2015 Q1	$1.28M	Hold	66,850	–	–	0.04%	290
2014 Q4	$1.41M	Buy	+66,850	New	+$1.47M	0.05%	274

Other funds holding NVGS

Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return

QVT Financial New York $1.37B AUM 148.1% 1-Year Est. Return

Westfield Capital Management

Westfield Capital Management Boston, Massachusetts $23.8B AUM 49.45% 1-Year Est. Return

Steinberg Asset Management New York $154M AUM 41.94% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

Paragon Associates & Paragon Associates II Joint Venture Dallas, Texas $73.6M AUM 61.93% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return

Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return