SVB Wealth’s ORIX IX Stock Holding History

SVB Wealth’s Portfolio IX Stock Details IX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-11,925	Closed	-$242K	–	819
2021 Q4	$242K	Sell	11,925 -77,060	-87%	-$1.53M	﹤0.01%	639
2021 Q3	$1.68M	Buy	88,985 +24,170	+37%	+$445K	0.02%	285
2021 Q2	$1.1M	Buy	64,815 +17,525	+37%	+$299K	0.01%	369
2021 Q1	$801K	Buy	47,290 +2,665	+6%	+$45.6K	0.01%	399
2020 Q4	$690K	Buy	44,625 +22,170	+99%	+$313K	0.01%	397
2020 Q3	$281K	Buy	22,455 +5,590	+33%	+$68.7K	﹤0.01%	545
2020 Q2	$208K	Sell	16,865 -2,505	-13%	-$30.8K	﹤0.01%	537
2020 Q1	$229K	Buy	+19,370	New	+$306K	0.01%	444
2018 Q4	–	Sell	-12,415	Closed	-$201K	–	420
2018 Q3	$201K	Sell	12,415 -925	-7%	-$14.9K	0.01%	417
2018 Q2	$211K	Buy	13,340 +165	+1%	+$2.85K	0.01%	413
2018 Q1	$237K	Sell	13,175 -3,885	-23%	-$70.3K	0.01%	400
2017 Q4	$289K	Buy	17,060 +1,140	+7%	+$19.3K	0.01%	401
2017 Q3	$258K	Sell	15,920 -290	-2%	-$4.66K	0.01%	410
2017 Q2	$253K	Sell	16,210 -2,050	-11%	-$32K	0.01%	430
2017 Q1	$271K	Sell	18,260 -3,615	-17%	-$56K	0.01%	421
2016 Q4	$341K	Sell	21,875 -3,685	-14%	-$56.6K	0.01%	394
2016 Q3	$379K	Sell	25,560 -8,815	-26%	-$124K	0.02%	380
2016 Q2	$439K	Sell	34,375 -1,670	-5%	-$23.3K	0.02%	366
2016 Q1	$515K	Buy	+36,045	New	+$491K	0.02%	346

Other funds holding IX

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

O'Shaughnessy Asset Management Stamford, Connecticut $20.1B AUM 30.42% 1-Year Est. Return