Sumitomo Mitsui DS Asset Management’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-67,910	Closed	-$915K	–	712
2015 Q2	$915K	Sell	67,910 -7,660	-10%	-$106K	0.03%	467
2015 Q1	$1.07M	Sell	75,570 -20,390	-21%	-$297K	0.03%	451
2014 Q4	$1.43M	Sell	95,960 -30,860	-24%	-$447K	0.04%	376
2014 Q3	$1.85M	Hold	126,820	–	–	0.06%	313
2014 Q2	$2.08M	Buy	126,820 +89,420	+239%	+$1.38M	0.06%	306
2014 Q1	$607K	Buy	+37,400	New	+$598K	0.02%	646

Other funds holding TPVG

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

PFMOSF

Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's TPVG Position: Q3 2015 in Review

Sumitomo Mitsui DS Asset Management sold out of TriplePoint Venture Growth BDC (TPVG) in Q3 2015, closing a stake of 67,910 shares — an estimated $915K sold.

Sumitomo Mitsui DS Asset Management first reported a position in TPVG in Q1 2014 and held it in 6 quarters. The position peaked at $2.08M in Q2 2014. 46 funds tracked by Wall St. Rank hold TPVG as of Q3 2015.

Sumitomo Mitsui DS Asset Management reported no remaining TriplePoint Venture Growth BDC position as of Q3 2015 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 67,910 TriplePoint Venture Growth BDC shares in Q3 2015, an estimated $915K.
Sumitomo Mitsui DS Asset Management first reported a position in TriplePoint Venture Growth BDC in Q1 2014 and held it in 6 quarters.
Sumitomo Mitsui DS Asset Management's TriplePoint Venture Growth BDC position peaked at $2.08M in Q2 2014.
46 funds tracked by Wall St. Rank held TriplePoint Venture Growth BDC as of Q3 2015.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.