Sumitomo Mitsui DS Asset Management’s BlackRock Capital Investment Corporation BKCC Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-53,644	Closed	-$444K	–	764
2016 Q3	$444K	Sell	53,644 -6,158	-10%	-$51.7K	0.01%	644
2016 Q2	$465K	Sell	59,802 -69,719	-54%	-$576K	0.01%	604
2016 Q1	$1.22M	Hold	129,521	–	–	0.04%	352
2015 Q4	$1.22M	Buy	129,521 +49,911	+63%	+$472K	0.04%	342
2015 Q3	$705K	Buy	79,610 +20,030	+34%	+$184K	0.02%	507
2015 Q2	$544K	Buy	+59,580	New	+$556K	0.02%	611
2014 Q3	–	Sell	-143,003	Closed	-$1.3M	–	752
2014 Q2	$1.3M	Buy	143,003 +22,870	+19%	+$203K	0.04%	433
2014 Q1	$1.1M	Sell	120,133 -59,843	-33%	-$561K	0.03%	476
2013 Q4	$1.68M	Buy	+179,976	New	+$1.71M	0.05%	346

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's BKCC Position: Q4 2016 in Review

Sumitomo Mitsui DS Asset Management sold out of BlackRock Capital Investment Corporation (BKCC) in Q4 2016, closing a stake of 53,644 shares — an estimated $444K sold.

Sumitomo Mitsui DS Asset Management first reported a position in BKCC in Q4 2013 and held it in 9 quarters. The position peaked at $1.68M in Q4 2013. 122 funds tracked by Wall St. Rank hold BKCC as of Q4 2016.

Sumitomo Mitsui DS Asset Management reported no remaining BlackRock Capital Investment Corporation position as of Q4 2016 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 53,644 BlackRock Capital Investment Corporation shares in Q4 2016, an estimated $444K.
Sumitomo Mitsui DS Asset Management first reported a position in BlackRock Capital Investment Corporation in Q4 2013 and held it in 9 quarters.
Sumitomo Mitsui DS Asset Management's BlackRock Capital Investment Corporation position peaked at $1.68M in Q4 2013.
122 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q4 2016.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.