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Stratos Investment Management Portfolio holdings

AUM $2.77B
1-Year Est. Return 20.35%
This Fund
S&P 500
This Quarter Est. Return
-5.34%
1 Year Est. Return
+20.35%
3 Year Est. Return
+58.23%
5 Year Est. Return
+62.14%
10 Year Est. Return
–
AUM
$495M
AUM Growth
-$33.4M
Cap. Flow
-$4.02M
Cap. Flow %
-0.81%
Top 10 Hldgs %
34.29%
Holding
160
New
12
Increased
38
Reduced
96
Closed
9

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$12.3M
2
NOC icon
Northrop Grumman
NOC
+$1.57M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.19M
4
MBCN
Middlefield Banc Corp
MBCN
+$835K
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.42M
2
UNH icon
UnitedHealth
UNH
+$1.16M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M
4
MSFT icon
Microsoft
MSFT
+$1.08M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$993K

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 7.51%
3 Financials 7.08%
4 Consumer Staples 4.83%
5 Consumer Discretionary 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
76
Coca-Cola
KO
$373B
$1.5M 0.3%
26,818
-1,844
-6% -$115K
IBM icon
77
IBM
IBM
$220B
$1.5M 0.3%
12,631
-551
-4% -$72.3K
UPS icon
78
United Parcel Service
UPS
$88B
$1.45M 0.29%
8,984
+675
+8% +$128K
DUK icon
79
Duke Energy
DUK
$96.1B
$1.45M 0.29%
15,542
-1,737
-10% -$187K
LMT icon
80
Lockheed Martin
LMT
$138B
$1.36M 0.28%
3,527
-308
-8% -$129K
BSV icon
81
Vanguard Short-Term Bond ETF
BSV
$45.6B
$1.22M 0.25%
16,239
+2,385
+17% +$182K
VTI icon
82
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.19M 0.24%
6,640
-1,134
-15% -$226K
META icon
83
Meta Platforms (Facebook)
META
$1.49T
$1.18M 0.24%
8,723
-753
-8% -$122K
IWR icon
84
iShares Russell Mid-Cap ETF
IWR
$57.8B
$1.18M 0.24%
19,032
+1,531
+9% +$105K
LLY icon
85
Eli Lilly
LLY
$1.09T
$1.13M 0.23%
3,504
-676
-16% -$214K
BLK icon
86
Blackrock
BLK
$179B
$1.13M 0.23%
2,053
-90
-4% -$58.9K
QCOM icon
87
Qualcomm
QCOM
$170B
$1.07M 0.22%
9,481
-1,679
-15% -$231K
INTC icon
88
Intel
INTC
$508B
$1.02M 0.21%
39,529
+3,531
+10% +$120K
KMB icon
89
Kimberly-Clark
KMB
$36.2B
$1.01M 0.21%
9,023
+295
+3% +$38.4K
USB icon
90
US Bancorp
USB
$101B
$965K 0.2%
23,937
-2,531
-10% -$117K
PDBC icon
91
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.67B
$931K 0.19%
57,518
+5,053
+10% +$86.7K
AGG icon
92
iShares Core US Aggregate Bond ETF
AGG
$138B
$904K 0.18%
9,379
+3,437
+58% +$348K
SPY icon
93
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$864K 0.17%
2,417
+34
+1% +$13.5K
MBCN
94
DELISTED
Middlefield Banc Corp
MBCN
$851K 0.17%
+31,404
New +$835K
BMY icon
95
Bristol-Myers Squibb
BMY
$131B
$847K 0.17%
11,917
-1,599
-12% -$116K
CL icon
96
Colgate-Palmolive
CL
$73.9B
$829K 0.17%
11,794
-782
-6% -$61.3K
UCON icon
97
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$753K 0.15%
+31,597
New +$778K
MO icon
98
Altria Group
MO
$108B
$739K 0.15%
18,298
-2,288
-11% -$99.8K
VLO icon
99
Valero Energy
VLO
$93.7B
$687K 0.14%
6,427
+127
+2% +$14K
IDV icon
100
iShares International Select Dividend ETF
IDV
$8.51B
$597K 0.12%
26,480
+420
+2% +$11.1K
2 3
4
5 6

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SFFS
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Stratos Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Stratos Investment Management held 160 positions worth $495M, down 6.3% from $528M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Stratos Investment Management's Q3 2022 filing shows 12 new, 38 increased, 96 reduced and 9 closed positions. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 134,950 shares worth $12.4M. The largest sale was Apple, an estimated $1.42M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Stratos Investment Management's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 134,950 shares worth $12.4M.
  • Stratos Investment Management added most to iShares Core S&P Total US Stock Market ETF in Q3 2022, an estimated $1.19M increase.
  • Stratos Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $1.42M.
  • Stratos Investment Management fully exited Janus Henderson Short Duration Income ETF in Q3 2022, selling an estimated $322K.
  • Stratos Investment Management's ten largest holdings make up 34% of its $495M portfolio in Q3 2022.
  • Stratos Investment Management opened 12 new positions and closed 9 in Q3 2022.
  • Stratos Investment Management's portfolio value fell 6.3% quarter-over-quarter to $495M.

Based on Stratos Investment Management's 13F filing for Q3 2022, filed 24 Oct 2022.