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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSCM icon
3101
Invesco S&P SmallCap Materials ETF
PSCM
$21.1M
$214K ﹤0.01%
3,383
-84
-2% -$5.38K
GIB icon
3102
CGI
GIB
$15.1B
$213K ﹤0.01%
2,509
-50
-2% -$4.5K
SDGR icon
3103
Schrodinger
SDGR
$1.17B
$212K ﹤0.01%
3,876
+1,212
+45% +$77.5K
NSTG
3104
DELISTED
NanoString Technologies, Inc.
NSTG
$211K ﹤0.01%
4,402
-218
-5% -$12.5K
JTA
3105
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$211K ﹤0.01%
18,995
-9,783
-34% -$112K
EFC
3106
Ellington Financial
EFC
$1.67B
$210K ﹤0.01%
+11,458
New +$210K
FSK icon
3107
FS KKR Capital
FSK
$3.11B
$210K ﹤0.01%
+9,562
New +$211K
PSK icon
3108
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
$210K ﹤0.01%
4,826
+282
+6% +$12.3K
ARGO
3109
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$210K ﹤0.01%
+4,022
New +$211K
OBCI
3110
DELISTED
Ocean Bio-Chem Inc
OBCI
$210K ﹤0.01%
22,250
+9,000
+68% +$94.7K
BATRA icon
3111
Atlanta Braves Holdings Series A
BATRA
$3.49B
$209K ﹤0.01%
7,779
+5
+0.1% +$134
GTES icon
3112
Gates Industrial Corporation Ltd.
GTES
$7.44B
$209K ﹤0.01%
12,827
+1,578
+14% +$27K
INFN
3113
DELISTED
Infinera Corporation Common Stock
INFN
$209K ﹤0.01%
25,104
-95
-0.4% -$861
DGL
3114
DELISTED
Invesco DB Gold Fund
DGL
$209K ﹤0.01%
4,152
– –
BTEC
3115
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$208K ﹤0.01%
3,808
+167
+5% +$9.44K
BSJQ icon
3116
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$889M
$207K ﹤0.01%
+8,061
New +$207K
GKOS icon
3117
Glaukos
GKOS
$10.1B
$207K ﹤0.01%
4,290
+544
+15% +$30.2K
FL
3118
DELISTED
Foot Locker
FL
$206K ﹤0.01%
4,502
+7
+0.2% +$389
RIV
3119
RiverNorth Opportunities Fund
RIV
$311M
$206K ﹤0.01%
12,099
-8,453
-41% -$153K
SPGP icon
3120
Invesco S&P 500 GARP ETF
SPGP
$2.3B
$206K ﹤0.01%
+2,373
New +$214K
TIL icon
3121
Instil Bio
TIL
$49M
$206K ﹤0.01%
+575
New +$215K
WIX icon
3122
WIX.com
WIX
$2.79B
$206K ﹤0.01%
1,057
-473
-31% -$117K
JEQ
3123
DELISTED
abrdn Japan Equity Fund
JEQ
$205K ﹤0.01%
20,986
+122
+0.6% +$1.14K
DCP
3124
DELISTED
DCP Midstream, LP
DCP
$205K ﹤0.01%
+7,260
New +$200K
DVOL icon
3125
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.2M
$204K ﹤0.01%
+7,399
New +$212K
123 124
125
126 127

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.