Stifel Financial’s ProShares Ultra Russell2000 UWM Stock Holding History

Stifel Financial’s Portfolio UWM Stock Details UWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15,056	Closed	-$357K	–	2556
2016 Q3	$357K	Buy	+15,056	New	+$342K	﹤0.01%	1901
2016 Q2	–	Sell	-12,140	Closed	-$228K	–	2569
2016 Q1	$228K	Buy	+12,140	New	+$201K	﹤0.01%	1952
2015 Q3	–	Sell	-10,620	Closed	-$254K	–	2375
2015 Q2	$254K	Buy	+10,620	New	+$260K	﹤0.01%	2045
2015 Q1	–	Sell	-53,564	Closed	-$1.21M	–	2396
2014 Q4	$1.21M	Buy	53,564 +31,392	+142%	+$649K	0.01%	1167
2014 Q3	$420K	Sell	22,172 -3,280	-13%	-$68.1K	﹤0.01%	1631
2014 Q2	$567K	Buy	+25,452	New	+$520K	0.01%	1415

Other funds holding UWM

Cedar Capital Barrington, Illinois $54.9M AUM 33.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

OIM

Orca Investment Management Roseburg, Oregon $118M AUM 36.88% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

PSW

Portfolio Strategies (Washington) Tacoma, Washington $50.1M AUM 11.94% 1-Year Est. Return

Stifel Financial's UWM Position: Q4 2016 in Review

Stifel Financial sold out of ProShares Ultra Russell2000 (UWM) in Q4 2016, closing a stake of 15,056 shares — an estimated $357K sold.

Stifel Financial first reported a position in UWM in Q2 2014 and held it in 6 quarters. The position peaked at $1.21M in Q4 2014. 51 funds tracked by Wall St. Rank hold UWM as of Q4 2016.

Stifel Financial reported no remaining ProShares Ultra Russell2000 position as of Q4 2016 after selling out during the quarter.
Stifel Financial sold 15,056 ProShares Ultra Russell2000 shares in Q4 2016, an estimated $357K.
Stifel Financial first reported a position in ProShares Ultra Russell2000 in Q2 2014 and held it in 6 quarters.
Stifel Financial's ProShares Ultra Russell2000 position peaked at $1.21M in Q4 2014.
51 funds tracked by Wall St. Rank held ProShares Ultra Russell2000 as of Q4 2016.

Based on Stifel Financial's 13F filing for Q4 2016, filed 16 Feb 2017.