Stifel Financial’s Headwaters Inc HW Stock Holding History

Stifel Financial’s Portfolio HW Stock Details HW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-121,027	Closed	-$2.05M	–	2607
2016 Q3	$2.05M	Sell	121,027 -21,317	-15%	-$393K	0.01%	982
2016 Q2	$2.55M	Sell	142,344 -13,774	-9%	-$260K	0.01%	895
2016 Q1	$3.1M	Buy	+156,118	New	+$2.62M	0.02%	751
2015 Q1	–	Sell	-11,172	Closed	-$167K	–	2453
2014 Q4	$167K	Hold	11,172	–	–	﹤0.01%	2132
2014 Q3	$140K	Buy	+11,172	New	+$141K	﹤0.01%	2068

Other funds holding HW

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Stifel Financial's HW Position: Q4 2016 in Review

Stifel Financial sold out of Headwaters Inc (HW) in Q4 2016, closing a stake of 121,027 shares — an estimated $2.05M sold.

Stifel Financial first reported a position in HW in Q3 2014 and held it in 5 quarters. The position peaked at $3.1M in Q1 2016. 200 funds tracked by Wall St. Rank hold HW as of Q4 2016.

Stifel Financial reported no remaining Headwaters Inc position as of Q4 2016 after selling out during the quarter.
Stifel Financial sold 121,027 Headwaters Inc shares in Q4 2016, an estimated $2.05M.
Stifel Financial first reported a position in Headwaters Inc in Q3 2014 and held it in 5 quarters.
Stifel Financial's Headwaters Inc position peaked at $3.1M in Q1 2016.
200 funds tracked by Wall St. Rank held Headwaters Inc as of Q4 2016.

Based on Stifel Financial's 13F filing for Q4 2016, filed 16 Feb 2017.