Stifel Financial’s Gaia GAIA Stock Holding History

Stifel Financial’s Portfolio GAIA Stock Details GAIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-178,380	Closed	-$1.75M	–	3061
2020 Q3	$1.75M	Hold	178,380	–	–	﹤0.01%	1287
2020 Q2	$1.5M	Sell	178,380 -7,650	-4%	-$66.4K	﹤0.01%	1312
2020 Q1	$1.65M	Buy	186,030 +7,650	+4%	+$62.3K	﹤0.01%	1142
2019 Q4	$1.43M	Hold	178,380	–	–	﹤0.01%	1574
2019 Q3	$1.17M	Hold	178,380	–	–	﹤0.01%	1657
2019 Q2	$1.35M	Hold	178,380	–	–	﹤0.01%	1605
2019 Q1	$1.63M	Buy	+178,380	New	+$1.9M	﹤0.01%	1360
2018 Q2	–	Sell	-32,650	Closed	-$506K	–	2737
2018 Q1	$506K	Hold	32,650	–	–	﹤0.01%	1971
2017 Q4	$405K	Hold	32,650	–	–	﹤0.01%	2036
2017 Q3	$392K	Hold	32,650	–	–	﹤0.01%	2027
2017 Q2	$366K	Hold	32,650	–	–	﹤0.01%	2035
2017 Q1	$325K	Hold	32,650	–	–	﹤0.01%	2050
2016 Q4	$282K	Hold	32,650	–	–	﹤0.01%	2070
2016 Q3	$235K	Hold	32,650	–	–	﹤0.01%	2100
2016 Q2	$253K	Hold	32,650	–	–	﹤0.01%	2139
2016 Q1	$209K	Hold	32,650	–	–	﹤0.01%	1988
2015 Q4	$204K	Hold	32,650	–	–	﹤0.01%	2104
2015 Q3	$201K	Hold	32,650	–	–	﹤0.01%	2025
2015 Q2	$214K	Hold	32,650	–	–	﹤0.01%	2132
2015 Q1	$238K	Hold	32,650	–	–	﹤0.01%	2022
2014 Q4	$233K	Hold	32,650	–	–	﹤0.01%	1998
2014 Q3	$240K	Hold	32,650	–	–	﹤0.01%	1911
2014 Q2	$251K	Hold	32,650	–	–	﹤0.01%	1877
2014 Q1	$237K	Buy	+32,650	New	+$216K	﹤0.01%	1844

Other funds holding GAIA

MCPPUI

MIC Capital Partners (Public) (US) IM Al Maryah Island Abu Dhabi, United Arab Emirates $544M AUM 40.58% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SST

S Squared Technology New York $264M AUM 73.25% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PAWC

P.A.W. Capital Greenwich, Connecticut $131M AUM 46.14% 1-Year Est. Return

Stifel Financial's GAIA Position: Q4 2020 in Review

Stifel Financial sold out of Gaia (GAIA) in Q4 2020, closing a stake of 178,380 shares — an estimated $1.75M sold.

Stifel Financial first reported a position in GAIA in Q1 2014 and held it in 24 quarters. The position peaked at $1.75M in Q3 2020. 60 funds tracked by Wall St. Rank hold GAIA as of Q4 2020.

Stifel Financial reported no remaining Gaia position as of Q4 2020 after selling out during the quarter.
Stifel Financial sold 178,380 Gaia shares in Q4 2020, an estimated $1.75M.
Stifel Financial first reported a position in Gaia in Q1 2014 and held it in 24 quarters.
Stifel Financial's Gaia position peaked at $1.75M in Q3 2020.
60 funds tracked by Wall St. Rank held Gaia as of Q4 2020.

Based on Stifel Financial's 13F filing for Q4 2020, filed 12 Feb 2021.