Stifel Financial
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Stifel Financial’s Cathay General Bancorp CATY Stock Holding History

Stifel Financial’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-10,408
Closed -$266K – 2230
2014
Q2 		$266K Sell
10,408
-5,339
-34% -$131K ﹤0.01% 1843
2014
Q1 		$397K Buy
+15,747
New +$394K ﹤0.01% 1553

Other funds holding CATY

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
CI
Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Stifel Financial's CATY Position: Q3 2014 in Review

Stifel Financial sold out of Cathay General Bancorp (CATY) in Q3 2014, closing a stake of 10,408 shares — an estimated $266K sold.

Stifel Financial first reported a position in CATY in Q1 2014 and held it in 2 quarters. The position peaked at $397K in Q1 2014. 149 funds tracked by Wall St. Rank hold CATY as of Q3 2014.

  • Stifel Financial reported no remaining Cathay General Bancorp position as of Q3 2014 after selling out during the quarter.
  • Stifel Financial sold 10,408 Cathay General Bancorp shares in Q3 2014, an estimated $266K.
  • Stifel Financial first reported a position in Cathay General Bancorp in Q1 2014 and held it in 2 quarters.
  • Stifel Financial's Cathay General Bancorp position peaked at $397K in Q1 2014.
  • 149 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2014.

Based on Stifel Financial's 13F filing for Q3 2014, filed 13 Nov 2014.