Stifel Financial’s B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co BRPM.WS Stock Holding History

Stifel Financial’s Portfolio BRPM.WS Stock Details BRPM.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-25,000	Closed	-$12K	–	3124
2019 Q3	$12K	Hold	25,000	–	–	﹤0.01%	2841
2019 Q2	$13K	Buy	+25,000	New	+$15.3K	﹤0.01%	2936

Other funds holding BRPM.WS

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

SRCM

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

SAM

Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Stifel Financial's BRPM.WS Position: Q4 2019 in Review

Stifel Financial sold out of B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co (BRPM.WS) in Q4 2019, closing a stake of 25,000 shares — an estimated $12K sold.

Stifel Financial first reported a position in BRPM.WS in Q2 2019 and held it in 2 quarters. The position peaked at $13K in Q2 2019. 26 funds tracked by Wall St. Rank hold BRPM.WS as of Q4 2019.

Stifel Financial reported no remaining B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co position as of Q4 2019 after selling out during the quarter.
Stifel Financial sold 25,000 B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co shares in Q4 2019, an estimated $12K.
Stifel Financial first reported a position in B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co in Q2 2019 and held it in 2 quarters.
Stifel Financial's B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co position peaked at $13K in Q2 2019.
26 funds tracked by Wall St. Rank held B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co as of Q4 2019.

Based on Stifel Financial's 13F filing for Q4 2019, filed 13 Feb 2020.