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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
201
Travelers Companies
TRV
$80.8B
$262K 0.1%
3,093
– –
TMO icon
202
Thermo Fisher Scientific
TMO
$211B
$260K 0.1%
+2,820
New +$255K
ADM icon
203
Archer Daniels Midland
ADM
$41.4B
$259K 0.1%
7,035
-7,875
-53% -$287K
GEN icon
204
Gen Digital
GEN
$15.6B
$257K 0.1%
10,400
– –
TLT icon
205
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$257K 0.1%
+2,420
New +$256K
WOR icon
206
Worthington Enterprises
WOR
$2.76B
$257K 0.1%
12,094
– –
CL icon
207
Colgate-Palmolive
CL
$72.6B
$256K 0.1%
4,312
-120
-3% -$7.11K
TD icon
208
Toronto Dominion Bank
TD
$198B
$255K 0.1%
5,668
-2,382
-30% -$101K
BNY
209
Bank of New York Mellon
BNY
$108B
$254K 0.1%
+8,400
New +$258K
TWO
210
Two Harbors Investment
TWO
$1.27B
$254K 0.1%
3,266
-134
-4% -$10.5K
DST
211
DELISTED
DST Systems Inc.
DST
$254K 0.1%
6,740
-360
-5% -$13K
BTI icon
212
British American Tobacco
BTI
$132B
$253K 0.1%
+4,818
New +$255K
VWO icon
213
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$251K 0.1%
+6,257
New +$248K
WCN
214
Waste Connections
WCN
$42.8B
$251K 0.1%
+8,280
New +$240K
TXRH icon
215
Texas Roadhouse
TXRH
$12.7B
$250K 0.1%
9,520
-1,880
-16% -$47.3K
SODA
216
DELISTED
SodaStream International Ltd
SODA
$249K 0.1%
4,000
-325
-8% -$20.6K
GNC
217
DELISTED
GNC Holdings, Inc.
GNC
$246K 0.1%
4,500
-975
-18% -$49.8K
HCR
218
DELISTED
Hi-Crush Inc. Common Stock
HCR
$245K 0.09%
9,300
+450
+5% +$10.6K
IWM icon
219
iShares Russell 2000 ETF
IWM
$80.9B
$243K 0.09%
2,275
-200
-8% -$20.7K
AEL
220
DELISTED
American Equity Investment Life Holding Company
AEL
$242K 0.09%
11,410
-370
-3% -$7.07K
GSK icon
221
GSK
GSK
$103B
$238K 0.09%
3,798
– –
PFF icon
222
iShares Preferred and Income Securities ETF
PFF
$13.2B
$238K 0.09%
+6,262
New +$239K
EPAM icon
223
EPAM Systems
EPAM
$4.69B
$237K 0.09%
6,875
-4,075
-37% -$125K
SUNE
224
DELISTED
SUNEDISON, INC COM
SUNE
$236K 0.09%
+29,550
New +$245K
OIS icon
225
Oil States International
OIS
$522M
$235K 0.09%
3,971
-2,511
-39% -$137K
7 8
9
10 11

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GIM
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ICM
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FAM
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PI
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RVP
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SPG
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BOK
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Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.